Compliance Officer

4週間前


Tokyo Mamoru ¥900,000 - ¥1,200,000 per year

Location:
Tokyo, Japan


AP Capital is a diversified global investment firm trading across equities, commodities, FX, and fixed income (bonds, credit, and rates).

We employ market-neutral strategies to reduce volatility and deliver consistent, risk-adjusted returns, with an expanding presence in frontier markets.


We are looking for a Compliance Officer based in Tokyo — ideally candidates with prior experience working with or within Japanese banks or financial institutions, who can help us strengthen our local presence and relationships.

Key Responsibilities

Develop and maintain compliance policies and procedures for the firm's trading operations
Monitor and report on regulatory compliance to senior management
Manage license applications, filings, inspections, and audits with Japanese regulators
Stay up to date on changes in local regulations and provide compliance guidance to management
Conduct compliance training and awareness sessions
Build and maintain strong working relationships with Japanese regulators, exchanges, and banks
Investigate and address compliance-related issues in a timely manner

Qualifications

Bachelor's degree in business, law, finance, or related field
Minimum 5 years of relevant compliance experience, ideally within Japan's banking or securities industry
Strong knowledge of Japanese Securities, Asset Management, and FX/Digital Asset regulations
Experience with regulatory submissions to the Japanese FSA or similar bodies is a plus
Native-level Japanese and business-level English
Independent, proactive, and comfortable working in a startup-style environment

Preferred:
Candidates with direct work experience or established relationships with banks in Japan

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