A leading global markets infrastructure group is seeking a Compliance Officer to join the Japan Compliance team, supporting its growing electronic agency execution business.
This role plays a vital part in overseeing regulatory compliance across equities, electronic execution, and technology-driven trading.As a key member of a lean, high-impact compliance function, you will partner closely with senior stakeholders, internal control teams, and regulators to ensure strong governance across the front-to-back environment.
Key ResponsibilitiesSupport the Internal Control Manager (ICM) for the electronic agency execution entity, including direct liaison with JSDA and FSA.
Assist and enhance the Compliance Monitoring Program, review outputs, and ensure timely completion of remedial actions.
Track, analyse, and interpret regulatory changes from FSA, JSDA, FIBO, and other bodies impacting equities and electronic trading.
Provide day-to-day regulatory and strategic advisory to senior management, desk heads, and control teams.
Develop strong relationships with regulators, internal control functions, and external auditors.
Deliver and coordinate compliance training and periodic review activities across desks and centres.
Contribute to cross-functional compliance and control initiatives across Japan and the APAC region.
Required Skills and Qualifications Experience:
ICM (JSDA) qualification or readiness to obtain it.
Minimum 2 years of experience within a financial institution in trade-related functions; open to candidates from Operations or Front Office.
Exposure to equities electronic trading preferred.Understanding of compliance governance frameworks, IT systems governance, and front-to-back processes.
Soft Skills:
Ability to manage multiple deliverables in a fast-paced trading environment.
Strong communication skills, independence, and professional resilience.
Language Requirements:
Japanese:
Fluent
English:
Intermediate to Business
Preferred Skills & Qualifications
Experience interpreting regulatory expectations related to electronic trading.
Familiarity with risk frameworks and market regulations in investment banking environments.
Proactive mindset with the ability to partner closely with business leaders.
About the Company
Our client is a global markets infrastructure leader operating across 27 countries, supporting both traditional markets and next-generation electronic trading.
The Japan Compliance team is a strategic function working closely with business lines, offering deep visibility with senior leadership and exposure to cutting-edge electronic trading regulation.
Why You'll Love Working HereHighly visible role supporting a fast-growing electronic execution business.
Opportunity to deepen expertise in ICM, electronic trading compliance, and front-to-back governance.
Lean, collaborative team where compliance is a partner-not a back-office function.
Global cross-border exposure with sophisticated infrastructure and senior stakeholder engagement.
Competitive compensation and career development within a global financial organisation.
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