AP Capital is a diversified global investment firm trading across equities, commodities, FX, and fixed income (bonds, credit & rates).
We employ market-neutral strategies to reduce volatility and deliver consistent, risk-adjusted returns while expanding into frontier markets.Key Responsibilities
Develop and maintain compliance policies and procedures for the company's financial trading operations.
Monitor and assess the company's compliance with applicable regulations and industry standards and report to senior management.
Oversee regulatory license applications, filings, inspections, and audits, ensuring timely and accurate submissions.
Stay current with changes in regulatory requirements and industry best practices and advise senior management on compliance-related risks and opportunities.
Conduct compliance training and awareness programs for employees and partners.Build and maintain effective relationships with Japanese regulators, exchanges, banks, and industry associations.
Investigate, assess, and address compliance-related incidents, issues, and inquiries promptly and effectively.
Qualifications & Requirements
Bachelor's degree in business, law, finance or a related field.
Minimum of 5 years of relevant experience in compliance management, with a focus on either from Japan commercial banking industry or securities industry.
Strong knowledge of Japanese Securities / Asset Management/ Foreign Exchange Laws & Digital Assets regulationsExperience with regulatory license applications, filings, inspections and audits of Japanese FSA, etc. is a plus
Ability to work independently, with a startup / entrepreneurial mindset who can build from scratch.
Native-level in Japanese, business-level in English.
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