Job Description
公平性・公正性を守る
証券会社における売買審査・コンプライアンス業務
■ 職種
コンプライアンス業務
売買審査担当
■ 会社概要
国内トップクラスの顧客基盤とグローバルネットワークを有する総合証券グループ
対面営業取引をはじめ、アルゴリズムや高速取引など多様な取引を扱っています
■ 職務内容
(雇入れ直後)
証券会社を中核としたグループ会社全体における、国内外の個人および機関投資家による有価証券・デリバティブ取引について、法令に基づいた売買審査をお任せします。
アルゴリズム取引や高速取引など多様なデータを分析し、関連部門と連携して法令違反の調査を行っていただきます。
また、IT部門やベンダーと連携し、売買審査システムの開発・改良にも要件定義等の局面から参画します。
(変更の範囲)
会社の定める業務
■ 応募資格
・金融機関のグローバル・マーケッツ、営業、またはコンプライアンス部門での実務経験
・コンプライアンス担当としての高い職業倫理観
・チームメンバーと協調し、組織の成果に貢献できる方
・証券外務員一種資格(未取得の場合は入社後の取得が必須)
■ 歓迎条件
・ビジネスレベルの英語力
■ アピールポイント
★国内最大規模の取引量を誇る環境で、アルゴリズム取引やHFTを含む最先端の取引審査に関与できます。
★システム開発・改良プロジェクトへの参画機会もあり、ITスキルや業務改善の視点を磨くことができます。
★市場の健全性維持に貢献できる、やりがいのあるポジションです。
■ 就業場所
(雇入れ直後) 東京都
(変更の範囲)会社の定める場所
■ 給与
~1,500万円程度
※経験・スキルおよび現年収を参考に決定します
求人内容の詳細は面談時にお伝えします。
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