Tokyo, Tokyo Michael Page
  • 国際金融機関で市場系・法人系の幅広いコンプライアンス業務を担い、専門性を深められる環境です。
  • 規制当局対応や新規ビジネス審査など高度領域に携わり、将来のコンプライアンスヘッド候補として成長できます。

企業情報
本ポジションは、欧州系大手金融グループの東京拠点コンプライアンス部門での採用です。

国際的な規制基準を遵守しつつ、グローバル横断のコンプライアンス体制を構築する役割を担う組織です。

職務内容

  • 市場系・法人系領域におけるコンプライアンス業務全般の運営・モニタリング
  • 関連法令・規制・内部ルールに基づくリスク評価および管理フレームワーク強化
  • グローバル/リージョナルポリシーのローカライズ、関連文書・手続きの整備
  • コンプライアンストレーニングの企画・実施、従業員の教育・啓発
  • 規制当局および業界団体との連絡窓口としての対応、必要書類の作成・提出
  • ビジネス変更や新規事業審査におけるコンプライアンスレビュー・助言
  • コンプライアンスリスクの定期/随時テスト、報告書作成および管理層への報告
  • アラート管理、日次・月次運用、データ更新などのオペレーション対応
  • コンプライアンスレビューやプロジェクト対応、改善施策の企画・推進
  • 必要に応じて Acting Head of Compliance としての補佐業務(AML/CFT 等除く)

理想の人材

  • 5年以上の金融機関におけるコンプライアンス関連業務経験
  • 市場系または法人系コンプライアンス領域での深い知識
  • 日本の金融規制(銀行/証券/業界ガイドライン等)の理解
  • 国際的な規制・ガバナンスの理解(欧州関連の知識があれば尚可)
  • 規制当局対応の経験、関連ネットワークがあれば尚可
  • JSDA/FFAJ 内部管理責任者資格保有者歓迎
  • プレゼンテーション・コミュニケーションスキル
  • 英語での優れた読解・文章・会話スキル(ドイツ語スキル尚可)

条件・待遇

  • 国際金融機関でのキャリア構築機会
  • グローバルコンプライアンス組織と協働し、専門性を広げられる環境
  • 明確なキャリアパス(将来のコンプライアンス責任者候補)
  • 競争力のある給与・福利厚生

Contact: Yuzo Watanabe
Quote job ref: JN



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