- Post Trade Transaction and Position report production and submission
- Monitoring of Report submission schedule and status
- Report related Exceptions/Issue investigation and tracking
- Regulatory Inquiry/Notification handling and tracking
- Report Automation and Remediation
- Risk Control, Monitor and manage internal & external changes, engage on APAC REG Governance
- Develop professional knowledge in regulatory requirements and data source systems
- Build relationships with IT, other Operations teams, Compliance, Project team, Front Office
- Work closely with APAC REG Project and IT teams
- Identify and propose improvements needs in processes and control
- Involve in the longer-term strategic development in reporting area
- Ensuring and adhere to Regulatory rules and internal Policy
- Monitor and escalate risk when identified
- Ensure you read and understand and comply with the Company's Code of Conduct and corresponding regulations.
- Native level Japanese (to review Japanese Regulatory requirement and regulations)
- Business level English
- At least one Product knowledge; Cash Equity, Bond, OTC and Listed Derivatives
- Detail oriented/Strict time management/Swiftness /Self-starter
- Strong on numerical and data analysis
- Excel, Word, PowerPoint
- Transaction volume reporting experience (better to have)
- Have team-working spirit and good communication skills
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