Job Summary: We seek an Associate in Operations Risk and Regulatory Control to create, verify and submit regulatory reports, assessing impact due to market changes and system changes, and implementing necessary changes to comply with regulations.
Responsibilities:
- Create regulatory reports accurately and submit them to regulators in time.
- Work with Legal and Compliance to understand rules and interpretations, and document them clearly.
- Partner with ISG Product Operations to understand booking flow and assess regulatory report impact due to new business, products and regulations.
- Analyse changes and requirements, and document business requirements.
- Maintain and update procedures manuals and risk control documents.
- Work with Technology partner to develop a reporting system.
- Identify, escalate and mitigate risks associated with Regulatory Reporting and propose solutions.
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Tokyo Morgan StanleyOperations Risk and Regulatory Control, Analyst Tokyo Job Number: · 3260682 Posting Date · :Oct 15, 2024 Primary Location · :Japan-Japan-Japan-TokyoEducation Level:Bachelor's Degree Job · :OtherEmployment Type:Full TimeJob Level:Analyst Description We're seeking some ...
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Tokyo Morgan StanleyOperational Risk and Regulatory Control, VP, Tokyo Job Number: · 3261142 Posting Date · :Oct 23, 2024 Primary Location · :Japan-Japan-Japan-TokyoEducation Level:Bachelor's Degree Job · :OtherEmployment Type:Full TimeJob Level:Vice President Description We're seeking ...
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Tokyo Société Générale Assurances Permanent contractAnalyst, Structured Finance Middle Office - Agency & Transaction Management · Corporate & Investment banking Permanent contract Tokyo, Japan Reference 24000MKY Start date Immediately Publication date 2024/09/18 Responsibilities · Responsibilities : · Responsible for middle ...
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