Head of Markets Compliance, Japan Head of Markets Compliance, Japan

9時間前

Tokyo ANZ Banking Group Limited Full time

About Us



At ANZ, we're shaping a world where people and communities thrive, driven by a common goal: to improve the financial wellbeing and sustainability of our customers. Our Institutional bank helps our largest customers move trade and capital around the region, providing our people with great opportunities to build their technical expertise and their careers.

About the Role


As a Head of Markets Compliance, Japan, in our Institutional Risk and Compliance team you will be responsible for managing all regulatory and compliance risks associated with ANZ Japan's Markets Business (covering both the Bank Branch and ANZ Securities Japan), including obligation management, regulatory relations, product governance, and conduct risk. You will also be required to work closely with, and proactively support, the Chief Compliance Officer, Japan on any Japan‑franchise‑related compliance or regulatory matters as directed by the Chief Compliance Officer.

Banking is changing and we're changing with it, giving our people great opportunities to try new things, learn and grow. Whatever your role at ANZ, you'll be building your future, while helping to build ours. 

Role Location: Tokyo, Japan
Role Type: Full-time, Permanent

What will your day look like?


As a Head of Markets Compliance, Japan you will;

  • Provide proactive compliance advice and alternative solutions to support new Markets business initiatives.
  • Ensure proper Markets product governance from a local regulatory perspective.
  • Monitor Markets business activities to minimise regulatory risk and protect ANZ's reputation, with focus on conduct, licensing, and Firewall/Chinese Wall requirements.
  • Build and maintain strong relationships with local regulatory bodies (e.g., FSA, JSDA).
  • Lead ad‑hoc incident reporting, regulatory filings, sales representative registrations, and periodic regulatory reporting.
  • Develop and maintain the annual Markets compliance action plan, including compliance training for Markets teams.
  • Review and challenge the effectiveness of 1st Line of Defence controls to prevent misconduct or incidents.
  • Act as the primary source of updates on new or revised regulatory requirements for Markets, leveraging networks such as JSDA and IBA.
  • Update and manage regulatory obligations registers for the Markets business.
  • Maintain and periodically review regulatory reporting registers, ensuring 1st Line attestation and regulatory alignment.
  • Evaluate compliance impacts related to internal incidents or events within the Markets business.
  • Support the Chief Compliance Officer and team members, acting as a strong culture carrier and demonstrating leadership potential within ANZ Japan.

    • What will you bring?


    To grow and be successful in this role, you will ideally bring the following:

  • Extensive Markets Compliance Advisory experience across fixed income, FX, commodities, and derivatives within a foreign securities firm in Japan.
  • Strong communicator with business‑level fluency in both Japanese and English (verbal and written).
  • Deep experience in regulatory filings and incident reporting with JFSA, JSDA, and other regulatory bodies.
  • Strong knowledge and understanding of markets (banking/securities) products — including fixed income, FX, commodities, and derivatives — and the associated regulatory obligations under banking/securities laws, regulations, and industry guidelines.
  • A collaborative team player who demonstrates strong cultural alignment and the capability to grow into a future leadership role at ANZ Japan.
  • JSDA Sales Representative Series 1 and Internal Control Manager (Naikan) licence.
  • You're not expected to have 100% of these skills. At ANZ a growth mindset is at the heart of our culture, so if you have most of these things in your toolbox, we'd love to hear from you.
     

    • So why join us?


    From the moment you join ANZ, you'll be doing meaningful work that will shape a world where people and communities thrive.

    But it's not just our customers who'll feel your impact. you'll feel it too. Because at ANZ, you'll have the resources, opportunities, and support you need to take the next big step in your career.

    We're a diverse bunch at ANZ in different roles, different locations, doing different things. That's why we have a range of flexible working arrangements, so our people can 'make work, work for them'. We also provide a range of benefits including access to health and wellbeing services and discounts on selected products and services from ANZ and more.

    At ANZ, you'll be part of an organisation where the different backgrounds, perspectives and life experiences of our people are celebrated. That's because we're committed to building a workplace that reflects the diversity of the communities we serve. We welcome applications from everyone and encourage you to talk to us about any adjustments you may require to our recruitment process or the role itself. If you are a candidate with a disability or access requirement, let us know how we can provide you with additional support.

    To find out more about working at ANZ, visit You can apply for this role by visiting ANZ Careers and searching for reference number

    Job Posting End Date


    18/02/2026 , 11.59pm, (Melbourne Australia)


    • Head of Markets Compliance, Japan Head of Markets Compliance, Japan

      9時間前

      Tokyo ANZ Banking Group Limited Full time

      At ANZ we're shaping a world where people and communities thrive driven by a common goal to improve the financial wellbeing and sustainability of our customers Our Institutional bank helps our largest customers move trade and capital around the region providing our people with gr ...

    • Head of Markets Compliance, Japan

      5時間前

      Tokyo ANZ ￥1,000,000 - ￥1,300,000 per year

      +Job summary+Head of Markets Compliance, Japan · As a Head of Markets Compliance, Japan you will; · Provide proactive compliance advice and alternative solutions to support new Markets business initiatives. · Ensure proper Markets product governance from a local regulatory perspe ...

    • Head of Compliance, Japan

      2ヶ月前

      Tokyo IG Group ￥15,000 - ￥30,000 per year

      We are ambitious with offices in 18 countries and products in 16 regions looking for Head of Compliance who will oversee all compliance activities across IG's Japanese operations.The role serves as strategic compliance lead for Japan acting critical commercial partner to business ...

    • Head of Compliance, Japan

      2ヶ月前

      Tokyo IG Group Full time￥2,000,000 - ￥2,800,000 per year

      Job SummaryThe Head of Compliance for IG Securities is a senior leadership position responsible for overseeing all compliance activities across IG's Japanese operations. · ...

    • Head of Marketing, Japan

      2週間前

      Tokyo PIMCO Full time

      Head of Marketing Japan SVP Own end-to-end marketing agenda to drive asset growth deepen client engagement strengthen brand leadership Leadership People Management Lead marketing efforts in Japan managing team set goals coach performance cultivate culture accountability innovatio ...

    • Head of Marketing, Japan

      2週間前

      Tokyo PIMCO

      This SVP will set strategy, collaborate closely with business leaders and client-facing teams to build strategies to raise assets and drive revenue, · Lead marketing efforts in Japan managing a team of two individuals; set goals coach performance and cultivate culture accountabil ...

    • Head of Marketing, Japan

      2週間前

      Tokyo Jobs via eFinancialCareers

      PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. · We believe each o ...

    • Head of Legal&Compliance, Japan

      2ヶ月前

      Tokyo Biogen ￥2,000,000 - ￥2,800,000 per year

      The Head of Legal and Compliance provides legal and compliance oversight to the Japan management team. · Bachelor's degree required (Japan Bar or International Legal Qualification) · 10+ years Legal experience with a least 5 years of Compliance experience · ...

    • Head of Legal&Compliance, Japan

      2ヶ月前

      Tokyo Biogen Full time￥2,000,000 - ￥2,800,000 per year

      The Head of Legal and Compliance provides legal and compliance oversight,guidance and counseling to the Japan management team and the affiliate generally. · ...

    • Head of Marketing, Japan

      1週間前

      Chiyoda-Ku, Japan Cisco Systems G.K.

      We are seeking an innovative leader to define and drive our marketing strategy in Japan while fostering a culture of growth, learning, and collaboration. · Serve as a strategic marketing partner to Japan leadership and cross-functional teams. · Develop and execute a robust, integ ...

    • Head of Legal&Compliance, Japan

      2週間前

      Tokyo, Japan Biogen ￥2,000,000 - ￥2,800,000 per year

      The Head of Legal and Compliance provides legal and compliance oversight, guidance, and counseling to the Japan management team. · Bachelor's degree required (Japan Bar or International Legal Qualification) · 10+ years Legal experience with at least 5 years of Compliance experien ...

    • Head of Legal&Compliance, Japan

      2ヶ月前

      Tokyo Biogen ￥2,000,000 - ￥2,800,000 per year

      We are seeking a Head of Legal & Compliance to join our team in Japan. · This is a leadership role that requires strong knowledge of Japan pharmaceutical regulations and codes. The successful candidate will have experience in compliance program management, HCP/HCO engagements ove ...

    • Head of Consumer Marketing, Japan

      2ヶ月前

      Tokyo TikTok ￥6,000,000 - ￥12,000,000 per year

      TikTok is a platform rooted in creativity and has played a critical role in enabling positive creative expression with our global community of users & creators. · The Global Consumer marketing team helps ensure we're delivering on this mission through all our marketing and commun ...

    • Head of Market Development Japan

      4週間前

      Tokyo Voodoo Full time$150,000 - $180,000 per year

      We're looking for a Head of Market Development to join our team at BeReal in Japan. · 7+ years of experience in market development growth or general management roles preferably in consumer tech or social mediaProven track record of successfully launching and scaling digital produ ...

    • Head of Consumer Marketing, Japan

      2ヶ月前

      Tokyo TikTok ￥2,000,000 - ￥4,000,000 per year

      We are looking for the Head of Consumer Marketing, Japan. This is a critical role that will focus on setting our global marketing strategies and local execution plans, and continuously build the branding equity and trust with our users/non-users in the Japan market. · Develop and ...

    • Head of Marketing, IDD Japan

      3週間前

      Tokyo myGwork - LGBTQ+ Business Community $1,200,000 - $1,500,000 per year

      This role involves developing downstream marketing strategies to drive product adoption and revenue growth for infectious disease diagnostics products. · Develop and implement downstream marketing strategies. · Collaborate with sales teams to create go-to-market plans. · Conduct ...

    • Head of Market Services Japan

      3週間前

      Tokyo Nokia Full time

      Nokia is a global leader in connectivity for the AI era. With expertise across fixed, mobile and transport networks, powered by the innovation of Nokia Bell Labs, we're advancing connectivity to secure a brighter world. · ...

    • Head of Japan Business Marketing

      2ヶ月前

      Tokyo TikTok ￥2,000,000 - ￥2,800,000 per year

      We are looking for an excellent marketer to help us listen better, be more agile and continually look for ways to deliver real value to all our stakeholders, internal and external, and across the region. · Strategic Leadership & Cross-Functional Alignment · Lead overall operatio ...

    • Head of Marketing, IDD Japan

      4週間前

      Tokyo Thermo Fisher Scientific

      This is a job for Head of Marketing in IDD Japan. The role involves developing and implementing downstream marketing strategies to drive product adoption and revenue growth for infectious disease diagnostics products. · ...

    • Head of Consumer Marketing, Japan

      2ヶ月前

      Tokyo, Tokyo, Japan TikTok ￥900,000 - ￥1,200,000 per year

      +TikTok is a platform rooted in creativity and has played a critical role in enabling positive creative expression with our global community of users & creators. The Global Consumer marketing team helps ensure we're delivering on this mission through all our marketing and communi ...

    • Head of Japan Marketing, Books

      1ヶ月前

      Tokyo Amazon ￥10,000,000 - ￥20,000,000 per year

      +We believe reading is essential for a healthy society; our mission is to inspire readers by making it easy to read more and get more out of reading. · +Own the marketing vision and strategy for established programs, new services and customer-facing products. · Create measurable, ...