Join a leading global asset management firm as a Compliance VP, supporting both investment trust and investment advisory businesses across traditional and alternative asset classes.
You will play a key role in safeguarding regulatory integrity, collaborating with domestic and international teams, and ensuring the business operates in full compliance with local and global standards.
This is an exciting opportunity for a bilingual compliance professional seeking to make a strong impact within a highly reputable firm.
Key ResponsibilitiesReview internal materials and ensure full alignment with relevant regulatory requirements.
Manage regulatory interactions, including preparation and communication with authorities.
Provide advisory support to internal teams on compliance issues across asset classes.
Coordinate and collaborate with global compliance teams to align standards and policies.
Contribute to the enhancement and consistency of compliance frameworks across the business.
Required Skills and Qualifications Experience:
Over 7 years of experience in an asset management company, with hands-on exposure to business compliance.
Strong understanding of investment trust and investment advisory regulations.
Bachelor's degree or higher.
Demonstrated ability to collaborate with cross-functional teams in a regulated environment.
Soft Skills:
Strong analytical judgment and attention to detail.
Ability to communicate effectively and provide clear advisory guidance.
Proactive mindset with the ability to manage multiple priorities.
Language Requirements:
Japanese:
Native level.
English:
Intermediate to Business level (for internal communication and overseas collaboration).
Preferred Skills & Qualifications
Experience working across a broad range of asset classes.
Strong compliance expertise specific to the asset management industry.
About the Company
Our client is a highly respected global asset management firm, offering exposure to a diverse range of asset classes and investment strategies.
With a collaborative culture and a strong international presence, the company enables employees to work closely with global teams while developing deep expertise in both local and cross-border regulatory frameworks.
Why You'll Love Working HereCompetitive compensation package aligned with senior responsibility.
Opportunity to work across all asset classes within a global asset management environment.
Ability to leverage your Japanese skills.
Collaborative, diverse, and globally integrated compliance team.
Stable and reputable employer with strong industry recognition.
Don't Miss Out - Apply Now
Show more Show less
-
Compliance VP
2ヶ月前
Tokyo Jobs via eFinancialCareers ¥6,000,000 - ¥12,000,000 per yearJoin a leading global asset management firm as a Compliance VP supporting both investment trust and investment advisory businesses across traditional and alternative asset classes. · Review internal materials and ensure full alignment with relevant regulatory requirements. · Mana ...
-
Tokyo Jobs via eFinancialCareers ¥1,200,000 - ¥20,000,000 per yearThis is a rare opportunity to join a global investment bank operating in a strategic partnership with an established foreign firm. · ...
-
Tokyo FlashIntelWe are hiring Full-Stack Enterprise AEs who can own the entire revenue cycle — from prospecting to closing and expansion. · ...
-
Production Lead
2週間前
Tokyo HirePlanner: Your Career Platform for Finding a Job in JapanWe are looking for a Production Lead to lead video production management for Conde Nast's prestigious brands in Japan - Vogue, GQ, · and Wired. · As the Production Lead, you will work closely with the Producers, · Finance, · L · ...
-
Tokyo State Street Full timeWe are looking for a VP of Product Commercialization who will drive advocacy efforts of existing and new investment analytics servicing products within Japan. · The candidate will engage with internal and external clients to fully understand the Japanese market, · competitive lan ...
-
Public Affairs
5日前
Tokyo BlackstoneWe seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. · We do this by using extraordinary people and flexible capital to help companies solve problems.Our $1.1 trillion in assets under m ...
-
Tokyo UL SolutionsThe Global Performance Analytics Lead acts as the controller for laboratory performance data reporting directly to the VP Laboratory Operations.This role is responsible for validating KPIs in dashboards proactively identifying deviations and outliers reaching out to responsible l ...
-
Tokyo Thermo Fisher Scientific+Job summary · Join a world-class team and help craft the financial future of Thermo Fisher Scientific in Japan. · + ...
-
Public Affairs
5日前
Tokyo Blackstone Full timeSeeking an experienced marketing professional to manage a communications strategy and content adaptation in Japan. · ...
-
Tokyo PharmaEssentia Corp. ¥10,000,000 - ¥20,000,000 per yearThis role is responsible for leading operations in the Japan market, developing and executing overall business strategies and organizational management to drive the achievement of new drug sales targets. · Proven experience as Vice President or higher in an international pharmace ...
-
Tokyo Thermo Fisher Scientific Full time¥2,000,000 - ¥2,800,000 per yearJoin a world-class team and help craft the financial future of Thermo Fisher Scientific in Japan. · ...
-
Tokyo State StreetThe candidate will engage with internal and external clients to fully understand the Japanese market, competitive landscape, trends, and business needs.The candidate should possess excellent communication skills (English and Japanese), a solid understanding of market risk analyti ...
-
Tokyo Walsh EmploymentWe are seeking an experienced and proactive Area Sales Manager with a proven track record in the beverage alcohol industry, · strong market knowledge of Japan, · established networks within the local ecosystem. · ...
-
Tokyo Deutsche BankWe are seeking an experienced and self-motivated VP to join our Japan Treasury team supporting the Bank's strategic objectives through management optimization liquidity capital funding. · The successful candidate will play a key role in both local regional Treasury initiatives ac ...
-
Tokyo NAVEX+We have an excellent opportunity for highly motivated and tenacious individuals to develop in business and sales development. · ...
-
Sales Specialist
6日前
Tokyo Hitachi Energy ¥4,000,000 - ¥8,000,000 per yearHitachi Energy's Grid Automation business unit has a comprehensive portfolio of solutions addressing all key segments connected to the energy system including generation transmission distribution industries transportation infrastructure sectors. · ...
-
Area Sales Manager
2週間前
Tokyo Walsh EmploymentWe are seeking an experienced Brand Ambassador/Area Sales Manager with a proven track record in beverage alcohol sales. · We will play a pivotal role in executing market strategies, managing importer relationships, · and ensuring brand visibility and performance in Japan. · Co-de ...
-
Vice President
2週間前
Tokyo Moody's CorporationWe unite the brightest minds to turn today's risks into tomorrow's opportunities. We do this by striving to create an inclusive environment where everyone feels welcome to be who they are—with the freedom to exchange ideas, think innovatively, and listen to each other and custome ...
-
Client Service
7日前
Tokyo Neuberger Berman Full timeNeuberger Berman East Asia Limited is looking for a Vice President to oversee client reporting. · ...
-
VP Level
4週間前
Tokyo スキルハウス・スタッフィング・ソリューションズ株式会社 ¥2,000,000 - ¥2,800,000 per yearA Global Financial firm is looking for a VP - GRC – Governance, Risk & Compliance (Technology) · Responsibilities: Develop technology governance frameworks and control standards · Identify risks · ...
-
Tokyo IMAX ¥2,000,000 - ¥2,800,000 per yearThe Associate Manager, Local Language Content plays a critical role in supporting all facets of IMAX's local language releases. · Reporting to the VP of International Development and Distribution, this role partners closely with internal distribution teams and external studios an ...