Key Responsibilities
Prepare and submit accurate regulatory reports in a timely manner
Collaborate with product business lines to analyze and report results to regulators
Identify exceptions and proactively resolve issues to avoid regulatory risks
Promote internal risk control awareness and update procedure manuals as needed
Monitor system data and develop tools and processes to optimize reporting workflows
Support cross-functional alignment and contribute to process improvement initiatives
Experience & Skills
Knowledge of Japan regulations (FIEA, etc.), Japan regulatory reporting and legal ledger. Operations control, or middle/back office functions within financial services
Understanding of data monitoring systems and reporting tools
Language Requirements:
Japanese:
Fluent
English:
Intermediate to Business level
Preferred Skills & Qualifications
Certification in JSDA or Internal Control Management
Experience with IT and technology projects related to financial services
Process-driven mindset with the ability to work cross-functionally
About the Company
Our client is a globally recognized financial services firm with a strong presence in Tokyo.
Known for its innovation and global reach, the company offers employees the chance to work on high-impact projects across multiple regions and functions.
This role provides direct exposure to regulatory frameworks and strategic operations within the investment banking space.Show more Show less
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