Tokyo, Tokyo ロバート・ウォルターズ・ジャパン(株)

A multinational aircraft financing and leasing services company is seeking a Compliance Officer. The selected candidate will oversee licensing, strengthen compliance frameworks, and guide business operations to meet regulatory standards. This is a hybrid role.

Responsibilities:

  • Lead application process for the Type II Financial Instruments Business license
  • Enhance internal compliance frameworks, policies and monitoring systems
  • Deliver compliance training programs and stay updated on regulatory requirements
  • Review sales, marketing and client materials to ensure regulatory alignment
  • Manage regulatory reporting, audits and responses to authorities
  • Conduct ongoing compliance monitoring and provide remediation recommendations

Requirements:

  • Bachelor's degree or above in Law, Finance, Business or related field
  • More than 3 years of experience as a compliance officer
  • More than 3 years of equivalent experience in compliance or internal audit functions within Financial Institutions
  • Possess valid Type II Business license holder
  • Native level Japanese; business level reading, spoken, and written English

Preferred requirements:

  • Experience in developing compliance frameworks, policies, and training programs from the ground up
  • Prior experience in leading a licensing application with the Japanese regulatory authorities

■ 語学力

英語のレベル: ビジネス会話

日本語のレベル: ビジネス会話



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