Japan-Tokyo CPLE

Major Accountabilities/Principal Responsibilities:

Objective:

GLBA (Global Banking and Advisory) is one of the important business lines at Societe Generale group worldwide. In Japan, this business line supports clients through financing activities such as natural resource financing, real estate financing, aviation financing, project financing etc. Expanding GLBA business is an important axis of SG Japan business; hence we are seeking an experienced compliance officer to support this initiative.  

Duties:

  • To provide effective and well-balanced compliance advice to business, management and other departments with precise understandings of regulation as well as with professional expertise to ensure sound business promotion.
  • To take care of issues including but not limited to all regulatory and governance related matters.
  • To act as a primary contact of regulators for covering area and coordinate relevant departments to respond to requests from them.
  • To provide professional support to the management for any governance issues. 
  • To take care of inspections and examinations for SG group. 
  • To build strong relationship with relevant stakeholders both internally and externally. 
  • To evaluate and escalate issues to Head of Japan Compliance and regional compliance management as appropriate. 
  • To network with peer firms within the industry and represent SG in cases to express industry opinion instructions as needed. 
  • If and when necessary, work with other compliance teams for effective compliance support for the organization. 
  • Key Skill Areas & Required knowledge\: 

  • Extensive experience in compliance advisory for banking business
  • Advanced knowledge and expertise of banking business
  • Strong sense of showing risk reflection
  • Interpersonal skill; strong ability and willingness to work as a team
  • Japanese (native) and English (business level) skill both in verbal and written
  • It's recommended to hold JSDA ICM and Type I Sales representative certification to have basic understanding about regulations


    • Japan-Tokyo CPLE

      +GLBA Advisory Compliance role at Societe Generale group worldwide supports clients through financing activities such as natural resource financing etc. · +To provide effective compliance advice to business with precise understandings of regulation. · To take care of issues inclu ...


    • Japan-Tokyo CPLE ¥5,000,000 - ¥10,000,000 per year

      We are seeking an experienced Compliance Officer to support the expansion of our GLBA business in Japan. · Key duties include providing effective and well-balanced compliance advice to business and management departments, · and acting as a primary contact for regulators. ...


    • Japan-Tokyo CPLE ¥900,000 - ¥1,200,000 per year

      Compliance Advisory covering primarily Societe Generale (SG) Haussmann Japan. · To take care of the issues including but not limited to all Compliance, regulatory requirements governance related matters.To provide professional Compliance advice to Business, Management and other ...


    • Japan-Tokyo CPLE ¥900,000 - ¥1,200,000 per year

      Compliance advisory officer role at Societe Generale Haussmann Japan involving regulatory governance matters. · ...


    • Tokyo, Tokyo PERSOL CAREER BRS (Bilingual Recruitment Solutions)

      プロフェッショナルな環境で働きませんか? · million yen Tokyo Support & Administration Translator / Interpreter · ...


    • Tokyo en world Japan K.K.

      A leading global financial institution seeks a Director, Business Compliance to provide senior-level CFCC advisory support to its Corporate & Investment Banking business in Japan. · ...


    • Japan-Tokyo CPLE

      ++Act as a main contact point for local regulators, this includes responding regulatory inquiries and handling regulatory inspections+ · ,+Regulatory reporting and filing,+Closely working with regional SCB compliance team to provide compliance advisory for SCBJ business,+Complian ...


    • Tokyo, Japan BNY Mellon ¥1,200,000 - ¥1,500,000 per year

      We are seeking a seasoned Compliance Officer to lead the compliance program for BNY Tokyo, including BNY Securities Japan and BNY Trust Japan. · Regulatory Engagement: Act as the main contact for Japanese regulators (FSA, BOJ, MOF, JSDA) and industry associations. Manage regulato ...


    • Tokyo Standard Chartered

      Set and implement vision strategy direction leadership for CORPORATE & INVESTMENT BANKING COMPLIANCE FINANCIAL CRIME & CONDUCT RISK Advisory teams consistent with Country Head CFCC vision strategy for CFCC function in support of Bank's strategic direction growth aspirations. · ...

    • Tax Partner

      2週間前


      Japan Trusted Partners GK

      A visionary leader with expertise to guide a growing tax team while delivering exceptional client value in a dynamic and fast-paced environment. · ...

    • Compliance Manager

      2ヶ月前


      Tokyo Jobs via eFinancialCareers ¥5,000,000 - ¥15,000,000 per year

      Join a global trading firm as a Compliance · Manger overseeing compliance governance. · ...

    • Regional Director

      2ヶ月前


      Tokyo, Tokyo Consilio LLC ¥1,200,000 - ¥3,000,000 per year

      We are seeking a Regional Director to join our Global Sales Organization. The ideal candidate will have a proven track record of selling large-scale legal technology solutions and experience in managing sales pipelines. · The successful candidate will be responsible for building ...


    • Tokyo, Tokyo StoneX Group Inc.

      StoneX Securities Co., Ltd. · The Senior Compliance Officer will provide compliance advisory and regulatory monitoring for StoneX's Japan operations. This includes reviewing advertisements and marketing materials, performing compliance surveillance on communications and transacti ...


    • Shinjuku Archer Integrated Risk Management

      The Advisory Consultant has end-to-end responsibility for delivery of Archer solutions to assigned clients, · a variety of complex tasks and a wide degree of creativity and latitude is expected. · ...


    • Tokyo, Tokyo HSBC

      Provide advice guidance and coaching to people managers in relation to complex multi stranded customers enquiries across the spectrum of People services driving the right outcomes and solutions Focus on business value advisory coaching relationship management employee engagement ...


    • Tokyo, Japan StoneX ¥1,000,000 - ¥1,200,000 per year

      The Senior Compliance Officer will be responsible for providing compliance advisory and regulatory reporting to the Head of Compliance in Japan. · ...


    • Tokyo TEKsystems

      We are seeking an experienced Industry Consultant to provide strategic advisory services in the areas of financial crime compliance operations and business transformation. · ', '10–15 years of experience in financial crime compliance or related fields within consulting regulatory ...


    • Shinjuku Archer Integrated Risk Management

      The Associate Advisory Consultant has end-to-end responsibility for delivery of Archer solutions to assigned clients. This role reports up to the PS Manager, APJ, with a dotted-line report to the Head of Sales & GTM, Japan. · Lead workshops to capture the client's business proces ...


    • Tokyo Agoda

      The main focus of this position is leading all tax compliance matters related to VAT, sales tax, GST and other indirect taxes for Agoda across the globe and support on indirect tax advisory across the business. · ...


    • Tokyo W3Global

      The HSSE Compliance Manager is responsible for overseeing the development, implementation and continuous improvement of the HSSE Management System for projects and operations in Japan. · ...


    • Shinjuku Archer Integrated Risk Management $60,000 - $90,000 per year

      Lead workshops to capture the client's business processes and requirements and transform them into a comprehensive integrated solution in line with Archer design best practices.Own the solution design and end-to-end implementation, providing oversight, quality assurance and fast ...