Japan-Tokyo CPLE

 Duties 

  • Act as a main contact point for local regulators, this includes responding regulatory inquiries and handling regulatory inspections
  • Regulatory reporting and filing, for example but not limited to changes of internal policies related to SCBJ's business to respective regulators
  • Closely working with regional SCB compliance team to provide compliance advisory for SCBJ business
  • Compliance training for SCBJ staffs
  • Handling inquiries from offshore affiliate entities
  • Corporate governance related tasks, including establishing and maintaining 
  • Key Skill Areas & knowledge Required\: 

  • Experience in regulatory interactions as compliance professional
  • Ability to manage ambiguity and adapt to change including transformational change
  • A team player to work with other teams within and outside compliance
  • Knowledge of local regulatory requirements in relevant areas 
  • Negotiation and presentation skills
  • Native Japanese, business level English
  • Internal administrator qualification of JSDA is a plus


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