Responsibilities
Job description:
General Inspection and Internal audit teams are part of the Inspection and Audit division of SG Group.
Primary Objective:
Audit main task is to assess the compliance of transactions, actual risk exposure, respect of procedures as well as the relevancy and efficiency of permanent control.
Coverage:
5 legal entities in Japan (Securities, Branch, Asset Management, Aircraft Leasing, Research company)
Main Duties:
Auditors actively contribute to continuous audit monitoring and annual risk assessment.
Senior auditors lead or contribute to audit assignments (scoping, diagnostic, testing, report writing, conclusions) which may local or regional, collaborating with other auditors in Japan as well as in the region.
Incorporate Data analytics and work with data scientists in audit workSenior auditors can be engaged during regulators inspections to interface with inspectors and support the local head.
Audit processes, tools, methodologies are mainly global.
Overall, a great opportunity to leverage on own skills, develop knowledge/experience in a variety of business areas and be equipped with the latest and innovative approach in Internal Audit.
Main Responsibilities/Accountabilities:
Execute all audits in accordance with professional standards.
Assist audit management in preparation & execution of the audit plan
Prepare audit work program and understands the specific risks to be evaluated
Acquire knowledge on activities and risks during assignments and via trainings
Perform evaluation of internal controls, testing of processes
Perform reviews of major financial and operational processes
Perform testing for information system integrity and transaction accuracy
Perform testing on the effectiveness of the internal control environment within SG.
Maintain clear work papers and audit trail of the work done in the appropriate tool
Write formal & clear reports to communicate audit results to management
Make appropriate recommendations to improve SG processes
Ensure timely issuance of the audit reports
Follow-up recommendations, evaluate deliverables, and escalate when needed
Required
Profile required
Key skills Areas and Knowledge Requirements:
Core requirements:
Experience in the financial industry (bank and/or securities) + experience in an audit firm
Over 7:10 years of hands-on experience of Internal Auditor (or equivalent seniors who have accumulated important business experience, and are motivated to make a shift in their career towards risks and controls functions which can be evidenced by CIA study)
Strong understanding of the financial business and ability to conduct in-depth analysis of operational processes
In-depth understanding of Japan's financial regulatory environment and its practical implications
Japanese high proficiency (reading, writing, speaking)
Preferred skills:
Technology driven
Forward-looking
Trusted advisor
Openness, appetite for teamwork
Critical thinking
Ability to interact with a wide range of staff (all staff levels & Management)
Analytical skills, with strong capacity to prioritize key areas of added value
Curiosity, rigor and transparency
Appetite for developing new skills
Ability to commit and deliver in quality to deadlines
Autonomy to conduct audit duties
Concise and clear documentation skills
Business insight
OUR CULTURE:
At Societe Generale, we live by our 4 core values of commitment, responsibility, team spirit and innovation. We are engaged and demonstrate consideration for others. We act ethically and with courage. We focus our talent and energy on collective success. We experiment and propose new ideas. This way, we maximize our ability to serve client needs and anticipate market changes.
Societe Generale is committed to strengthening bonds with colleagues, communities, and the world in which we live, because relationships are at the heart of how we operate.
Please visit our APAC career website: for more information.DIVERSITY, EQUITY & INCLUSION (DE&I):
Our mission:
Recruit, develop, advance, and retain a diverse workforce that is united in our efforts to enhance our competitive position and deliver innovative solutions to our clients.
Our vision:
Engaged workforce that is demographically diverse in a way that reflects the communities in which we operate
Inclusive culture and workplace that recognizes employees' unique needs and utilizes their diverse talents
Engage our community and marketplace, and position the organization to meet the needs of all its clients
Check out our DE&I initiatives:
Societe Generale is committed to offering an inclusive recruitment experience to all candidates.
If you require any reasonable accommodations of assistance during the recruitment process, please do not hesitate to let our HR staff know.
Diversity and InclusionWe are an equal opportunities employer and we are proud to make diversity a strength for our company.
Societe Generale is committed to recognizing and promoting all talents, regardless of their beliefs, age, disability, parental status, ethnic origin, nationality, gender identity, sexual orientation, membership of a political, religious, trade union or minority organisation, or any other characteristic that could be subject to discrimination.
Show more Show less-
Tokyo Société Générale ￥15,000,000 - ￥25,000,000 per yearA great opportunity to leverage on own skills, develop knowledge/experience in a variety of business areas and be equipped with the latest and innovative approach in Internal Audit. · Execute all audits in accordance with professional standards. · Assist audit management in prepa ...
-
Tokyo Societe Generale ￥6,000,000 - ￥12,000,000 per yearThe Internal Auditor will be responsible for assessing the compliance of transactions, actual risk exposure, respect of procedures as well as the relevancy and efficiency of permanent control. The auditor will work with data scientists in audit work and be engaged during regulato ...
-
Tokyo moomoo証券 ￥2,000,000 - ￥2,800,000 per yearmoomoo証券は、FUTUグループの一員として、安定性と信頼性を兼ね備え、先進的な金融テクノロジーを駆使した次世代金融情報・オンライン証券取引アプリ『moomoo(ムームー)』を提供しています。香港オンライン証券取扱高トップクラスを誇る金融プロバイダーであるFUTUグループは、その国際版として『moomoo』が誕生しました。 · ...
-
〒- 東京都 中央区, Moomoo ￥1,800,000 per yearmoomoo証券は、NASDAQ上場企業であるFutu Holdings Limited(FUTU)の一員として、安定性と信頼性を兼ね備え、先進的な金融テクノロジーを駆使した次世代金融情報・オンライン証券取引アプリ『moomoo(ムームー)』を提供しています。 · 業務内容 · ...
-
Tokyo moomoo Full time￥800,000 - ￥1,000,000 per year+moomoo証券は、NASDAQ上場企業であるFutu Holdings Limited(FUTU)の一員として、安定性と信頼性を兼ね備え、先進的な金融テクノロジーを駆使した次世代金融情報・オンライン証券取引アプリ『moomoo(ムームー)』を提供しています。 · +会社のマーケティング費用の監視 · 調達リスク管理の評価 · サプライヤーの品質および競争力の監視 · ...
-
東京都 渋谷区 渋谷駅, moomoo証券株式会社 Remote job￥2,000,000 - ￥2,800,000 per yearmoomoo証券株式会社は、NASDAQ上場企業であるFutu Holdings Limited(FUTU)の一員として、安定性と信頼性を兼ね備え、先進的な金融テクノロジーを駆使した次世代金融情報・オンライン証券取引アプリ『moomoo(ムームー)』を提供しています。 · 業務内容: · 1.内部監査役は、会社のマーケティング費用の監視、調達リスク管理の評価、調達における品質管理およびリスク管理の問題の特定、サプライヤー管理の品質および競争力の監視を担当する。 · ...
-
Tokyo Ryze Consulting Japan K.K. ￥10,800,000 - ￥28,800,000 per year外資系スポットコンサルティングファームクライアントサービスにおいて10〜15年の経験があり、金融サービス業界での勤務経験、または同業界向けの営業経験ビジネスレベルの英語力マネジメント経験 · ...
-
Tokyo Moomoo Securities Japan Co., Ltd. ￥780,000 - ￥2,000,000 per yearmoomoo証券は、NASDAQ上場企業であるFutu Holdings Limited(FUTU)の一員として、安定性と信頼性を兼ね備え、先進的な金融テクノロジーを駆使した次世代金融情報・オンライン証券取引アプリ『moomoo(ムームー)』を提供しています。香港オンライン証券取扱高トップクラスを誇る金融プロバイダーであるFUTUグループは、香港では成人の約40%が利用するオンライン証券取引スマホプラットフォーム『FUTUBULL』を香港にて提供しており、その国際版として『moomoo』が誕生しました。 · 世界7か国、250万人以上のユーザーに金融情報 ...
-
Tokyo moomoo Full timemoomoo証券は、NASDAQ上場企業であるFutu Holdings Limitedのメンバーであり、安定性と信頼性を兼ね備え、先進的な金融テクノロジーを駆使した次世代の金融情報およびオンライン証券取引アプリ「moomoo」を提供しています。 · ...
-
Vice President
1ヶ月前
Tokyo myGwork - LGBTQ+ Business Community ￥10,000,000 - ￥20,000,000 per yearWe are seeking candidates who model our values: invest in every relationship, lead with curiosity, champion diverse perspectives, turn inputs into actions, and uphold trust through integrity. · Managing a portfolio of high-profile Japanese financial institutions, including insura ...
-
Vice President
2ヶ月前
Tokyo Cornerstone Recruitment Japan ￥4,500,000 - ￥6,000,000 per yearThe MD of a US Investment Bank has asked is looking for an Associate-VP for their Tokyo based M&A team that focuses on cross-border deals. · Ability to source deals · 3+ years of IBD / MBB experience · LBO modelling ability · Fluent Japanese and strong business level English · ...
-
Tokyo The Asia Group ￥2,400,000 - ￥4,200,000 per yearWe are now accepting applications for a Vice President to join our Japan Practice based in Tokyo. This role requires expertise in energy sector issues including traditional and renewable energy markets. · Manage day-to-day client and project workstreams. · Create policy-driven en ...
-
Tokyo PharmaEssentia Corp. ￥10,000,000 - ￥20,000,000 per yearThis role is responsible for leading operations in the Japan market, developing and executing overall business strategies and organizational management to drive the achievement of new drug sales targets. · Proven experience as Vice President or higher in an international pharmace ...
-
London Netskope $120,000 - $250,000 per yearThe VP, Sales will be responsible for achieving corporate annual revenue, gross customer retention, and net customer retention targets. · Accountability for business results, including annual and quarterly revenue targets, gross customer retention, net customer retention targets, ...
-
Tokyo Tanium Full time￥5,000,000 - ￥10,000,000 per yearThe company is seeking a Regional Vice President of Sales to lead a team of Account Executives and generate revenue and achieve individual, team and organizational quotas. · Develop and execute an aggressive customer acquisition strategy to generate annual growth in revenue and b ...
-
Tokyo BNY ￥8,000,000 - ￥15,000,000 per yearThe Japan Marketing team supports all marketing activities for BNY Investments Japan focusing on both retail and institutional channels to enhance brand awareness business growth. · Crafting compelling product narratives producing high-quality marketing materials orchestrating pr ...
-
Tokyo AnteriadWe are looking for a dynamic and experienced Vice President of Sales – Japan to spearhead our growth in this key market.This player/coach role is ideal for a high-performing, B2B sales leader who thrives in both execution and strategy. · ...
-
Tokyo Tanium ￥4,000,000 - ￥12,000,000 per yearThe company is seeking a Regional Vice President of Sales to lead a team of Account Executives and generate revenue and achieve individual, team and organizational quotas. · Develop and execute an aggressive customer acquisition strategy to generate annual growth in revenue and b ...
-
Tokyo BNY External Career Site Full time￥5,000,000 - ￥15,000,000 per yearWe are seeking a Vice President to join our Marketing team in BNY Investments in Tokyo, Japan. · The Japan Marketing team supports all marketing activities for BNY Investments Japan, focusing on both retail and institutional channels to enhance brand awareness and business growth ...
-
Tokyo Larson Maddox ￥1,500,000 - ￥2,500,000 per yearA leading global fintech platform is expanding its footprint in Japan and seeking a Compliance Vice President to establish and oversee the firm's regulatory and compliance operations in Japan. · Leading the end-to-end process for obtaining Type I and Type II financial services li ...
-
Tokyo Elastic ￥10,000,000 - ￥20,000,000 per yearElastic is searching for a Regional Vice President to lead our Mid Market team across Japan. This is a great opportunity to take on a high-potential segment for Elastic and drive existing and new logo growth by implementing a repeatable, scalable GTM motion for the team. · Leadin ...
