Major Accountabilities
Under the overall leadership of the Regional Legal & Compliance Head, and in close coordination with the Division Integrity & Compliance Head, enable and drive ethical business conduct through the effective implementation of the Integrity and Compliance program at the region / country level.
Specifically, the Regional Compliance Officer will be required to:
Background
Education:
Languages: Fluent English and Japanese required
Experience:
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Japan Cornerstone Recruitment Japan【COMPANY OVERVIEW】 · A global asset management firm · 【JOB RESPONSIBILITIES】 · Local regulatory and SRO filing · Perform monitoring tasks to ensure regulatory, client-specified, and internally established investment restrictions are complied with. · Review sales and marketing m ...
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Chiyoda ING Full timeHead of Compliance (HoC) leads the Local Compliance department and engages support from Regional Compliance to ensure the organisation is compliant by desire and design by embedding sound Compliance Risk Management practices throughout the organisation. You manage risks and act a ...
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Tokyo Moody'sJOB TITLE Vice President Senior Compliance Officer ENTITY Moody's Shared Service LINE OF BUSINESS Compliance Asia-Pacific LOCATION Japan REPORTING TO Designated Compliance Officer APAC The Role / Responsibilities: · Moody's compliance function operates globally to provide comp ...
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Associate Designer
2週間前
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