Tokyo Specialized Group
Compliance Assistant

Our client in the financial services sector is looking for an experienced Compliance Assistant. This hybrid role offers flexibility and a chance to grow your career in compliance with a well-known global institution. You'll gain exposure to international financial markets and products, with opportunities for career advancement.

The position offers a competitive salary, performance-based bonuses, full social security and insurance, generous annual leave, and modern facilities with easy metro access.


Key Responsibilities:

  • Ensure compliance with Japan's regulations by managing compliance policies and internal controls.
  • Conduct inspections and investigate potential policy breaches.
  • Organize and lead staff training on compliance updates.
  • Act as the compliance point of contact, advising departments on regulatory issues.
  • Identify and document compliance risks, ensuring timely reporting and followup.
  • Provide advice on compliance and regulatory matters in Japan.
  • Review new business plans to ensure they meet Japan's regulations.
  • Communicate with regulatory bodies and keep updated on regulatory changes, implementing necessary actions.

Qualifications:

  • Native Japanese speaker with fluent English.
  • Experience in compliance or backoffice roles within a Type I registered firm.
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