Tokyo Interactive Brokers ¥4,000,000 - ¥6,000,000 per year
Company Overview

Interactive Brokers Group, Inc

(Nasdaq:

IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries.

We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.


IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories.

We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.

Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years.

Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.

Roles/Responsibilities

Be responsible for providing the following supports to Compliance teams:

Monitoring effectiveness of compliance policies/procedures, internal control, and compliance risk by complying with Japan regulations
Conducting internal inspections/investigations on potential violations of compliance policies and procedures
Providing training for employees and consultants on changes/updates on any compliance related matters
Communicating with other departments in order to provide timely and value-added guidance and advice to those parties on compliance-related matters
Ensuring the local compliance risks are identified, assessed, and reported, including proper documentation and follow up
Identifying and reporting compliance issues that may require investigation, according to the Japan regulations
Providing advisory and support of various aspects of the business in Japan regarding compliance and regulatory matters
Reviewing new product and business initiatives to implement new rules and regulations internally to ensure the business are complying with Japan regulations
Communicating and interacting with the regulators
Updating changes or new Japan regulations that come into place and act accordingly
Other Compliance related matters

Requirements

Japanese Native and fluent in English
Prior working experience in Compliance or Back office in Type I registered firm
PS Skills such as MS Word and Excel

Company Benefits & Perks

Competitive Salary, annual performance-based bonus and stock grant
Social Security / Insurance benefits
Competitive package of Annual Leave
Daily lunch ordered in house with fully stocked kitchen
Modern offices with great access to metro
Great work life balance
Unique opportunity to gain exposure to global financial products, markets and clientele
Opportunities for career progression and job scope expansion in a global company with growing local presence
Hybrid work arrangement role permitting
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