Tokyo Interactive Brokers
Company Overview

Interactive Brokers Group, Inc

(Nasdaq:

IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries.

We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.


IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories.

We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.

Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years.

Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.

Roles/Responsibilities

Be responsible for providing the following supports to Compliance teams:

Monitoring effectiveness of compliance policies/procedures, internal control, and compliance risk by complying with Japan regulations
Conducting internal inspections/investigations on potential violations of compliance policies and procedures
Providing training for employees and consultants on changes/updates on any compliance related matters
Communicating with other departments in order to provide timely and value-added guidance and advice to those parties on compliance-related matters
Ensuring the local compliance risks are identified, assessed, and reported, including proper documentation and follow up
Identifying and reporting compliance issues that may require investigation, according to the Japan regulations
Providing advisory and support of various aspects of the business in Japan regarding compliance and regulatory matters
Reviewing new product and business initiatives to implement new rules and regulations internally to ensure the business are complying with Japan regulations
Communicating and interacting with the regulators
Updating changes or new Japan regulations that come into place and act accordingly
Other Compliance related matters

Requirements

Japanese Native and fluent in English
Prior working experience in Compliance or Back office in Type I registered firm
PS Skills such as MS Word and Excel

Company Benefits & Perks

Competitive Salary, annual performance-based bonus and stock grant
Social Security / Insurance benefits
Competitive package of Annual Leave
Daily lunch ordered in house with fully stocked kitchen
Modern offices with great access to metro
Great work life balance
Unique opportunity to gain exposure to global financial products, markets and clientele
Opportunities for career progression and job scope expansion in a global company with growing local presence
Hybrid work arrangement role permitting
Show more Show less

  • Tokyo Specialized Group ¥4,000,000 - ¥8,000,000 per year

    Compliance Assistant role at a well-known global institution in Tokyo, offering flexibility and career growth opportunities in compliance. Competitive salary, performance-based bonuses, full social security and insurance, generous annual leave, and modern facilities with easy met ...


  • Tokyo Interactive Brokers Full time¥900,000 - ¥1,200,000 per year

    Be responsible for providing the following supports to Compliance teams: monitoring effectiveness of compliance policies/procedures, internal control, and compliance risk by complying with Japan regulations, conducting internal inspections/investigations on potential violations o ...


  • Tokyo Interactive Brokers ¥4,000,000 - ¥6,000,000 per year

    Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology. · Monitoring effectiveness of compliance policies/procedures, internal control, and compliance risk by complying with Japan reg ...


  • Tokyo, Japan Interactive Brokers ¥2,000,000 - ¥2,800,000 per year

    +We are seeking a Compliance Assistant to provide support to our Compliance teams in Japan. · ...


  • Tokyo Interactive Brokers ¥2,400,000 - ¥6,000,000 per year

    Be responsible for providing the following supports to Compliance teams: Monitoring effectiveness of compliance policies/procedures, internal control, and compliance risk by complying with Japan regulations. Conducting internal inspections/investigations on potential violations o ...


  • Tokyo Woven

    We are looking for a proactive · and collaborative Manager or Assistant Manager · to join us in building and scaling our technology compliance strategy. · ...


  • Tokyo Dolby Laboratories ¥1,800,000 - ¥2,200,000 per year

    +Job Summary · Based in Japan reporting to the Senior Manager– Head of License Compliance in Japan & SEA This position will assist in managing Dolby's licensing compliance program ++Audit experience · Licence compliance experience · ++Contribute to Compliance revenue target and t ...


  • Tokyo Crédit Agricole CIB

    Credit Agricole Corporate and Investment Bank (CACIB) hiring Legal Professional in Tokyo for capital market legal work of Global Market Division. Employment full-time permanent. ...


  • Tokyo cargill Full time¥2,000,000 - ¥2,800,000 per year

    The Associate Professional handles basic human resources services spanning data administration and other transactions to ensure the successful operations of the organization. · ...


  • Tokyo Western Union Full time¥900,000 - ¥1,200,000 per year

    +We are seeking an Agent Oversight Analyst to join our team in Tokyo. As an Agent Oversight Analyst, you will coordinate the agent oversight program at WUJKK in alignment with other WU entities and Agents throughout Japan. · +Provides AML/CTF Compliance support to new and existin ...


  • Tokyo Crédit Agricole CIB ¥1,500,000 - ¥2,000,000 per year

    Credit Agricole Corporate and Investment Bank is hiring a Legal Professional based in Tokyo covering general finance legal work. · ...


  • Tokyo Standard Chartered

    Set and implement the vision strategy direction leadership for CORPORATE & INVESTMENT BANKING COMPLIANCE FINANCIAL CRIME & CONDUCT RISK Advisory teams. · ...


  • Tokyo JERA Global Markets ¥1,000,000 - ¥1,024,000 per year

    The Senior Accountant will lead basic accounting tasks and support accounting manager by assisting with daily financial operations including maintaining accurate financial records preparing basic financial reports reconciling accounts and ensuring compliance with accounting princ ...


  • Tokyo Bank of America $100,000 - $120,000 per year

    ++This position is for a Global Financial Crimes Manager to serve as the Money Laundering Reporting Officer (MLRO) for Japan. · + · +, ++Identifying relevant regulatory change and updating the Japan Country Standard. · Conducting financial crimes risk assessments when required by ...

  • Manager, Finance

    2週間前


    Tokyo Far East Hospitality Management (S) Pte Ltd ¥4,000,000 - ¥7,500,000 per year

    The Finance Manager will play a pivotal role in supporting the Financial Controller in delivering timely and accurate financial analysis to support effective decision making by Management.You will be responsible for preparing all statutory and management reports for Far East Hosp ...

  • HR Generalist

    1週間前


    Tokyo Global Blue

    We are seeking an HR Generalist for Japan to deliver smooth day-to-day HR operations and create a positive employee experience at every stage of the employee lifecycle. · Recruitment Operations: Coordinate the full recruitment process including job postings, interview scheduling, ...


  • Tokyo Aspen Technology

    +The Administrative Specialist position supports office administration finance admin IT setups confidential HR payroll coordination coordinate travel meeting logistics ensure office environment well organized tidy. · +General admin reception support for the office ensures office ...

  • Contract Specialist

    2週間前


    Tokyo Laveer Engineering ¥2,000,000 - ¥2,800,000 per year

    Nuestra empresa está buscando a un especialista en contratos para trabajar en Tokio. El candidato ideal tendrá experiencia en contratos comerciales y será capaz de colaborar con equipos interfuncionales. · Analyze customer contracting requirements to assess commercial, legal and ...


  • Tokyo Vialto Partners Full time¥43,000 - ¥120,500 per year

    This role involves assisting clients with immigration requirements ensuring adherence to Immigration Laws and Regulations delivering outstanding client service. · The caseworker plays a vital role engaging in close collaboration with clients legal teams government entities and va ...


  • Tokyo Enactic

    Build Physical AI systems for humanoid robots that assist people in home environments and establish a continuous improvement cycle between real-world data collection and perception-decision-action models. · ...


  • Tokyo Western Union Full time¥3,000,000 - ¥6,000,000 per year

    We are looking for a KYC Assistant Manager to support our Digital Customer Verification Team in Japan. · ...