Japan-Tokyo ZOLD

Responsibilities

The Operations Regulatory Reporting team is responsible for ensuring Société Générale meets its regulatory obligation for key non-financial regulatory reports.  

  • Post Trade Transaction and Position report production and submission
  • Monitoring of Report submission schedule and status 
  • Report related Exceptions/Issue investigation and tracking
  • Regulatory Inquiry/Notification handling and tracking
  • Report Automation and Remediation
  • Risk Control e.g., Monitor and manage internal & external changes, engage on APAC REG Governance
  • Other requirements

  • Develop professional knowledge in regulatory requirements and data source systems 
  • Build relationships with IT, other Operations teams, Compliance, Project team, Front Office 
  • Work closely with APAC REG Project and IT teams 
  • Identify and propose improvements needs in processes and control 
  • Involve in the longer-term strategic development in reporting area 
  • Ensuring and adhere to Regulatory rules and internal Policy 
  • Monitor and escalate risk when identified
  • Ensure you read and understand and comply with the Company's Code of Conduct and corresponding regulations. 
  • Experience & Knowledge 

  • Native level Japanese (to review Japanese Regulatory requirement and regulations)
  • Business level English 
  • At least one Product knowledge; Cash Equity, Bond, OTC and Listed Derivatives
  • Detail oriented/Strict time management/Swiftness /Self-starter 
  • Strong on numerical and data analysis
  • Excel, Word, PowerPoint
  • Transaction volume reporting experience (better to have)
  • Have team-working spirit and good communication skills


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