仕事概要
弊社fundnoteは2024年秋より直販投信に参入し、日本株アクティブ戦略に特化した直販投信のプラットフォームとして、個性溢れるプロダクトを複数本販売し、受益者にリターンを届ける会社です。 業容拡大に伴い、コンプライアンス業務を担うメンバーを募集しています。金融機関での経験を活かし、法令対応やリスク管理を通じて、会社の成長に貢献いただきます。 コンプライアンス部長のもとでのOJTを通して、業務知識を得ながら成長していただくポジションです。 具体的な業務内容 ・現場部署からの法令等に関する照会対応 ・運用財産のモニタリング ・KYC(口座開設確認)・AML/CFT規則に関する対応 ・コンプライアンス関連の社内規則の制定・改定 ・契約書レビューおよび交渉・締結支援 ・投資信託業務に係る国内外規制の調査および対応支援 ・金融庁や投資信託協会との折衝業務
必須スキル
・投信委託会社、投資顧問会社、信託銀行、証券会社等での勤務経験
歓迎スキル
・ビジネスレベルの英語力 ・金融庁登録の金融商品取引業者でのコンプライアンス業務経験 ・証券、投資信託に関する規制知識 ・新しいことにチャレンジできるフットワークの軽さ ・株式投資を通じ、日本経済への貢献意欲
応募概要
給与
4,000,000円 - 10,000,000円 /年収 ※基本給+賞与 ※基本給の改定は年2回 ※通勤手当あり
勤務地
東京都港区芝 クロスオフィス三田 都営三田線/浅草線 「三田」駅 A3出口 徒歩3分 JR線 「田町」駅 三田口 徒歩5分
雇用形態
正社員
勤務体系
・勤務時間:9~18時(所定労働時間8時間) ・勤務時間:フレックスタイム制(コアタイム:11:00~17:00) ・在宅勤務:リモートワーク応相談 ・休日:土日祝休み ・年間休日:118日 ・休暇制度:年末年始休暇、慶弔休暇、産休・育休、有給休暇、 GW休暇 ・有給休暇:時間で取得可能
試用期間
あり(6か月)
福利厚生
・社会保険完備、交通費支給、健康診断 ・健康管理アプリWellness導入) ・交通費支給
企業情報
企業名
fundnote株式会社
設立年月
2021年8月
本社所在地
東京都港区芝 クロスオフィス三田
資本金
1億円
従業員数
22名
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c_02】コンプライアンス担当
1週間前
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Sumida AIG ¥4,000,000 - ¥5,400,000 per year+Job summary · The Compliance Promoter will be responsible for promoting compliance in their assigned region. · +Responsibilities · The Compliance Department will reorganize its structure starting from FY2026, · and among them, · Cybersecurity Promotion Department will take charg ...
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Sumida AIG Full time¥2,500,000 - ¥5,500,000 per yearJob Purpose · We are looking for a Compliance Officer to join our team in Tokyo. · ResponsibilitiesTo promote compliance with laws and regulations related to insurance business. · ...
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経理担当
4週間前
東京都 中央区, LG ElectronicsJoin us as a General Accountant at LG Electronics where you will have the opportunity to develop your skills in financial management, taxation, and accounting. · ...
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経理担当
2ヶ月前
Chūō LG Full time¥1,200,000 - ¥3,000,000 per yearWe are looking for a talented accounting professional to join our team at LG Electronics. As a global leader in technology, we offer innovative solutions for a better life. ...
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工事エンジニアリング担当
2週間前
Tokyo CarrierBuild a career with confidenceCarrier Global Corporation, global leader in intelligent climate and energy solutions is committed to creating solutions that matter for people and our planet for generations to come. · ...
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Tokyo Dexcom Deutschland GmbHWe are seeking a proactive and hands-on Marketing Manager to lead a wide range of strategic and operational initiatives that support product strategy, market penetration, and brand awareness across both launched and pipeline products. The role requires close collaboration with in ...
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サービス営業担当
2週間前
Tokyo CarrierWe are committed to creating solutions that matter for people and our planet for generations to come.From the beginning, · we've led in inventing new technologies · and entirely new industries.Today, · we continue to lead because we have a world-class, · diverse workforce that pu ...
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工事エンジニアリング担当
2週間前
Shinagawa Carrier Climate Solutions TransportationWe are committed to creating solutions that matter for people and our planet. From the beginning, we've led in inventing new technologies and entirely new industries. · ...
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サービス営業担当
2週間前
Shinagawa Carrier Climate Solutions TransportationBuild a career with confidence · Carrier Global Corporation, global leader in intelligent climate and energy solutions is committed to creating solutions that matter for people and our planet for generations to come. · ...
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工事エンジニアリング担当
3週間前
Shinagawa Carrier Climate Solutions Transportation ¥2,500,000 - ¥5,000,000 per yearWe are committed to creating solutions that matter for people and our planet for generations to come. · Carrier Global Corporation is seeking an Engineering Duty Position in our After-Market business expansion project. The successful candidate will be responsible for updating eng ...
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Tokyo DexcomJoin a passionate and growing marketing team at the forefront of Dexcom's expansion in Japan. · Develop and execute marketing strategies for Dexcom's diabetes care products in Japan. · Plan and produce promotional tools such as catalogs, product presentations. · Analyze market an ...
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Tokyo Dexcom Full time¥11,000,000 - ¥18,000,000 per yearWe are seeking a proactive and hands-on Marketing Manager to lead strategic and operational initiatives that support product strategy, market penetration, and brand awareness across both launched and pipeline products in Japan. · ...
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Aoビル PM担当
7日前
Chiyoda-ku JLL Full timeJLL empowers you to shape a brighter way. · Commercial facility operation management business. · Clients relationship building.,Tenant correspondence including rent negotiation, billing, and troubleshooting etc.. , ,Tenant recruitment for vacant spaces in buildings. ,Building mai ...
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工事エンジニアリング担当
1週間前
Tokyo Carrier ¥3,500,000 - ¥6,000,000 per yearBuild a career with confidenceCarrier Global Corporation is committed to creating solutions that matter for people and our planet for generations to come. · We are committed to offering competitive benefits programs for all of our employees, · and enhancing our programs when nece ...
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法務担当 | Legal Staff
4週間前
Tokyo Sony Honda Mobility ¥1,200,000 - ¥15,120,000 per yearWe are looking for a Legal Staff to contribute to the launch and growth of new businesses from the legal field while establishing governance and compliance for the new company.From a legal perspective, support the creation of new value through collaboration with a wide variety of ...
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サービス営業担当
2週間前
Tokyo CarrierWe are committed to creating solutions that matter for people and our planet for generations to come. From the beginning, we've led in inventing new technologies and entirely new industries. · Summary · 当社のアフターマーケット事業拡大に伴い、当社納入の業務用空調機器のサービス営業強化が必須。また将来の営業マネジャー候補の人材確保・育成を目指しています。 ...
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Tokyo, Tokyo PERSOL CAREER BRS (Bilingual Recruitment Solutions)+Job summary+The Business Analyst IT Operations will play a bridge role between the Warehouse, Manufacturing, Logistics and Supply Chain Planning, RA/QA, Corporate Services departments and Operation IT. The job holder will ensure that IT solutions align with business goals throug ...
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Tokyo Dexcom Deutschland GmbH+Dexcom continues to expand its presence in Japan and seeks a proactive and hands-on Marketing Manager to lead strategic initiatives for product strategy, market penetration, and brand awareness across both launched and pipeline products. · +Develop and execute marketing strategi ...
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Tokyo, Japan DexComJoin Dexcom's marketing team in Japan to drive product strategy market penetration and brand awareness for innovative diabetes care solutions. · Develop and execute marketing strategies for Dexcom's diabetes care products in Japan including post-launch and pipeline product initia ...
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Tokyo DexcomDexcom Corporation seeks a Marketing Manager in Tokyo for its Japan office to drive product strategy market penetration brand awareness across both launched pipeline products. · ...