Wholesales KYC Operation Quality Control (WKO QC) plays a critical role in ensuring that as an organization, we are compliant with multiple regulations, in order to protect the bank's reputation and financial assets.
As an Quality Control Associate within Wholesales KYC Operations in Japan, you will be responsible for managing the full compliance of Japan local regulation for New Onboarding, Renewals and Mid cycles. The Associate will be required to facilitate the review and calibrations with stakeholders.
Job Responsibilities
- Review Japan local regulatory requirements to ensure full compliance across all processes.
- Proactively address and resolve QA findings, implementing corrective actions as needed.
- Manage and coordinate internal and external audits, as well as regulatory examinations, including preparation, response, and follow-up activities.
- Liaise with relevant stakeholders to ensure audit readiness and maintain robust compliance standards.
Required qualifications, capabilities, and skills
- A working knowledge of KYC/Compliance/AML procedures and standards
- Knowledge of multiple client types (i.e. Corporates, SPV, Trust, F.I.'s. etc.)
- Knowledge of financial industry with in-depth expertise in various lines of business (Corporate Investment Bank and heritage lines of business)
- Strong verbal and written communication skills in both Japanese and English
- Strong time management, organizational, relationship building skills
- Quality client focus, strong controls mind-set and strong customer service skills(e.g. oral and written communication skills)
- Prior experience of adhering to controls and compliance standards
- Ability to grasp/learn concepts and procedures quickly
- B.S. Degree or equivalent
Preferred qualifications, capabilities, and skills
- Knowledge of KYC & Client onboarding is preferred with at least 2-4 years' experience
- Experience in Audit, Control, Risk, AML, and Research
-
Tokyo-To, Japan JPMorganChaseWholesales KYC Operation Quality Control (WKO QC) plays a critical role in ensuring compliance with multiple regulations. · ...
-
〒- 東京都 千代田区, JPMorganChase ￥900,000 - ￥1,200,000 per yearThe Wholesales KYC Operations team plays a critical role in ensuring compliance with regulations to protect the bank's reputation and financial assets. · Review regulatory requirements to ensure full compliance across all processes. · Proactively address and resolve QA findings. ...
-
Tokyo Deutsche Bank ￥2,000,000 - ￥2,800,000 per yearWe are seeking a strong and motivated resource to fill this open position in the KYC Ops team. The successful candidate will support onboarding of new clients, extend new relationships to existing clients, and comply with multiple regulatory requirements. · ...
-
Tokyo WiseWe're people building money without borders — without judgement or prejudice, too. We believe teams are strongest when they are diverse, equitable and inclusive. · Conduct initial and ongoing Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) reviews. · ...
-
Minato Deutsche Bank OTHER￥3,600,000 - ￥6,400,000 per yearDevelopandleadKYC/AMLoperationsandsupportteamstoensurecompliancewithregulatoryrequirements.DevelopandleadKYC/AMLoperationsandsupportteamstoenhancebusinessperformanceandeffectiveness.DevelopKYCoperationalprocessesandsystemsDeutschBankGroupentitiesinJapan. · JobSummary:Developandle ...
-
Chiyoda CitiThe KYC Operations Senior Analyst develops and manages a dedicated internal KYC program at Citi. · Act as manager of checker · Review submissions submitted throughout the global hubs by junior analysts · Liaise with internal/external stakeholders to provide exception management r ...
-
Tokyo Citi Full time￥2,000,000 - ￥2,800,000 per yearThe KYC Operations Senior Analyst is an intermediate level position responsible for Anti-Money Laundering (AML) monitoring governance oversight and regulatory reporting activities in coordination with the Compliance and Control team. · ...
-
東京都 千代田区, CitiCiti is seeking a Senior Analyst to join its KYC Operations team. The successful candidate will be responsible for AML monitoring, governance, oversight and regulatory reporting activities. · ...
-
Tokyo Deutsche Bank ￥1,200,000 - ￥1,440,000 per yearKYC and Client Data Operations Department is seeking a Senior Position to support onboarding of new clients, extend new relationships to existing clients, in compliance with multiple regulatory requirements. · Perform KYC due diligence, FATCA/CRS due diligence, identification of ...
-
Tokyo-To, Japan JPMorganChaseIf you are passionate and have strong desire to set and achieve challenging goals, you have found the right team As an Analyst/Associate within the Global Corporate Banking (GCB) team, you will assist the bankers and sales team in relationship management activities by providing c ...
-
Tokyo, Tokyo JPMorganChase ￥3,500,000 - ￥6,000,000 per yearIf you are passionate and have strong desire to set and achieve challenging goals, you have found the right team. As an Analyst/Associate within the Global Corporate Banking (GCB) team, you will assist the bankers and sales team in relationship management activities by providing ...
-
Tokyo, Tokyo Saxo BankWe are seeking talented professionals to fill the role of Senior KYC Analyst. · This pivotal position will focus on ensuring the accuracy and compliance of our KYC/CDD processes, · guaranteeing that our commitment to regulatory standards and client satisfaction remains unparallel ...
-
Tokyo Saxo BankWe are seeking talented professionals to fill the role of Senior KYC Analyst. This pivotal position will focus on ensuring the accuracy and compliance of our KYC/CDD processes. · To process the incoming client applications in accordance with the KYC business procedures, · To meet ...
-
Tokyo Morgan StanleyWe are seeking someone to join our team as a Team Supervisor in Client Onboarding and Regulatory Data Services (CORDS) to manage the New Client KYC team responsible for daily RTB for KYC and Market Regulation support for new clients. · Serve as the primary supervisor within speci ...
-
Tokyo, Tokyo JPMorganChase ￥15,000,000 - ￥30,000,000 per yearJoinJPMorgansTokyobusinessasaseniorJapanSubsidiaryBanker,servingasthekeycontactformultinationalsubsidiariesinJapan.Drivebusinessgrowthbydevelopingclientstrategies,builddingTreasurer-levelrelationships,anddeliveringsafetofinancialsolutionseveryacrossourfullsuiteofcorporatebankingp ...
-
Tokyo InvenergyWe promote renewable energy projects to preserve the environment and ensure stable power supply. This position plays a central role in electricity sales generated by wind farms. · This includes daily transaction management to monthly and annual reporting. · ...
-
Greater Tokyo Area adidasThis role combines creative vision strategic analysis and leadership in Visual Merchandising. · You will lead the team to develop and implement a Visual Merchandising strategy based on global guidelines ensuring brand consistency. · The focus is mainly on wholesale partners but f ...
-
Tokyo ORACLE FINANCIAL SERVICES SOFTWARE LIMITED ￥2,000,000 - ￥2,500,000 per yearThe Director – Finance Modernization Lead is a strategic leadership position responsible for managing Oracle's finance transformation partnerships with large Japanese banks. · This role serves as the principal liaison between Oracle and the client's executive team, · building lon ...
-
Tokyo, Tokyo ロバート・ウォルターズ・ジャパン(株)A global financial services company is looking for a Legal and Compliance Manager/Associate. · The selected candidate will oversee regulatory compliance, internal controls, and operational compliance activities while supporting audits, training, and cross-departmental guidance. · ...
-
Tokyo-To, Japan JPMorganChaseJoin JPMorgan's Tokyo business as a Senior Japan Subsidiary Banker, serving as the key contact for multinational subsidiaries in Japan. Drive business growth by developing client strategies, building Treasurer-level relationships, and delivering comprehensive financial solutions ...
-
Tokyo, Tokyo AirwallexThe Operations team at Airwallex ensures the smooth and efficient functioning of our services and processes. We focus on optimizing workflows, improving operational efficiency, and delivering exceptional customer support. · Oversee day-to-day Business-As-Usual (BAU) operations, i ...
