Compliance Analyst

2週間前


Tokyo Neuberger Berman Full time

Responsibilities:

  • 一般事務・OA事務
  • 契約書、届出書類等の製本、押印、郵送、ファイリング
  • 登記簿謄本・印鑑登録証明書の取得
  • 社員入社時のコンプライアンス関連手続き
  • 社員による定期宣誓(Affirmation)状況の管理
  • 研修記録の管理
  • 当局、協会等からの新着情報等の管理
  • 各種モニタリング関連業務
  • その他の付随する業務

Qualifications:

  • 2年程度のアシスタント業務経験
  • コンプライアンス関連業務経験者優遇
  • 英語(ビジネスレベル)

Neuberger Berman is an equal opportunity employer. The Firm and its affiliates do not discriminate in employment because of race, creed, national origin, religion, age, color, sex, marital status, sexual orientation, gender identity, disability, citizenship status or protected veteran status, or any other characteristic protected by local, state, or federal laws, rules, or regulations. If you would like to contact us regarding the accessibility of our website or need assistance completing the application process, please contact

Learn about the Applicant Privacy Notice.


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