Associate, Investigation, Diligence and Compliance

1週間前

Tokyo, Japan Kroll
Description

In a world of disruption and increasingly complex business challenges, our professionals bring truth into focus with the Kroll Lens. Our sharp analytical skills, paired with the latest technology, allow us to give our clients clarity—not just answers—in all areas of business. We embrace diverse backgrounds and global perspectives, and we cultivate diversity by respecting, including, and valuing one another. As part of One team, One Kroll, you'll contribute to a supportive and collaborative work environment that empowers you to excel.

Kroll consistently provides firms with the professional investigative consulting expertise necessary to resolve conflict through fact-finding and critical analysis. We have conducted thousands of investigations worldwide and have an unmatched track record of resolving disputes and working with in-house and external counsel to successfully conduct and conclude internal or regulatory inquiries. Our experts help organizations with their critical fact finding when they need to conduct internal investigations or to examine allegations of wrongdoing. Whether or not actual misconduct is discovered, such inquiries, and their aftermath, can pose serious risks to companies and their stakeholders, damaging their reputation, disrupting their business operations and exposing them to government scrutiny, as well as to potential criminal, civil and regulatory liability. Kroll's investigative services and expertise have helped clients successfully resolve investigations promptly and with minimal business disruption.

At Kroll, your work will help deliver clarity to our clients' most complex governance, risk, and transparency challenges. Apply now to join One team, One Kroll.

RESPONSIBILITIES:

  • Conduct research and analysis with a focus on areas of potential risk, including reputational, regulatory, sanctions, fraud, and corruption risks.
  • Support Tokyo team with research tasks.
  • Translate documents from Japanese to formal English when necessary.
  • Assess the risk posed by a third party and escalate high-risk cases.
  • Maintain and updating internal records pertaining to the screening of third parties.
  • Organize project files, maintain accurate research records and record all communications with stakeholders.
  • Communicate effectively with internal stakeholders to inform of risks posed by third parties.
  • Write logical, and objective reports that present findings and recommendations concisely.
  • Take ownership of projects and deliverables.
  • Maintain effective time management to meet client deadlines.

    • REQUIREMENTS:

  • Strong academic background or equivalent professional experience demonstrating a high level of proficiency in analytical research, complex problem solving, and critical thinking.
  • An interest in business and commercial affairs, and specifically in risks faced by commercial organizations around the world.
  • Native or equivalent English language proficiency in reading comprehension
  • Extremely strong reading and writing skills in English and Japanese with the ability to quickly summarize information into a concise analytical assessment
  • Native Japanese speaker or JLPT N1/N2 qualification would be highly desired
  • Extremely high familiarity with Japan, Japanese society, Japanese business culture.  Previous residence in Japan preferred. 
  • Advanced Microsoft Office skills, with proven experience in using Word, Excel, and PowerPoint.  
  • Commitment to ethical management of sensitive and confidential data.
  • A strong teamwork ethic and excellent people skills.
  • An analytical, inquisitive, and logical mind, with excellent attention to detail and a rigorous approach to conducting research.
  • Enthusiasm for third party risk management.
  • Strong communications skills (upward, downward, across individuals, across cultures, across business lines).
  • Excellent writing skills.

    • Beneficial:

  • Experience and skills in online research and use of specialized databases.

    • 1-2 years' professional experience in research related field.

    #LI-DNI

    • Associate, Investigation, Diligence and Compliance

      1週間前

      Tokyo, Japan Kroll

      In a world of disruption and increasingly complex business challenges, our professionals bring truth into focus with the Kroll Lens. Our sharp analytical skills, paired with the latest technology, allow us to give our clients clarity—not just answers—in all areas of business. · ...

    • Senior Associate, Investigations Diligence and Compliance

      14時間前

      Tokyo, Japan Kroll

      Kroll consistently provides firms with the professional investigative consulting expertise necessary to resolve conflict through fact-finding and critical analysis. We have conducted thousands of investigations worldwide and have an unmatched track record of resolving disputes an ...

    • Intern, Investigations Diligence and Compliance Specialist

      1週間前

      Tokyo, Japan Kroll

      +We're on the lookout for dynamic individuals to join our Investigations Diligence and Compliance - Specialist Team as Intern. At Kroll, we're not just about transactions; we're about making an impact. As an Intern in our Investigations Diligence and Compliance practice, you'll h ...

    • Intern, Investigations Diligence and Compliance Specialist

      1週間前

      Tokyo Kroll Internship￥3,000,000 - ￥6,000,000 per year

      We're on the lookout for dynamic individuals to join our Investigations Diligence and Compliance - Specialist Team as Intern. At Kroll, we're not just about transactions; we're about making an impact. · Come aboard and become a key player in supporting our clients through the mos ...

    • Head of Compliance Investigation

      1週間前

      Shibuya Manulife Full time

      This role involves leading the compliance investigation team and reporting to the head of compliance department. · Investigate individual cases involving multi-channel sales forces, agents, and financial institutions · Carry out direct investigations (on-site) with accident-relat ...

    • Compliance Investigator, APAC

      1ヶ月前

      Tokyo Danaher Corporation

      This role requires advanced investigative skills to conduct thorough and high-quality investigations. You will work independently and collaboratively with the Compliance team within the Legal function located in Japan. · Lead and manage investigations into compliance-related issu ...

    • License Compliance Senior Investigator

      3週間前

      Tokyo Dassault Systèmes

      To resolve infringement of DS software intellectual property (IP) with Investigator engagement with infringers/customers. · ...

    • License Compliance Senior Investigator

      3週間前

      Tokyo ダッソー・システムズ

      To resolve infringement of DS software intellectual property (IP) with Investigator engagement with infringers/customers. · To create and drive strategies for the DS anti-piracy and compliance program. Strategies include the identification of infringements of software IP via inno ...

    • Compliance Associate

      1ヶ月前

      Tokyo, Tokyo Wonder

      About Wonder: a leading payments gateway and FinTech platform for merchants in Hong Kong and Asia Pacific. · Perform basic compliance review for customer onboarding and due diligence processes to ensure compliance with AML/KYC regulations; · Risk Controls Assistance: assist senio ...

    • Associate in Disputes, Investigations, Advisory

      6日前

      Tokyo, Tokyo Ashurst

      We have an excellent opportunity for a lawyer to join our dispute resolution team in Tokyo. You will have the opportunity to work on a range of commercial litigation matters. · ...

    • Compliance Associate

      6日前

      Tokyo CIBC Full time

      Job summary · We're building a relationship-oriented bank for the modern world.At CIBC, we embrace your strengths and your ambitions, · Key AccountabilitiesThe incumbent will provide support to remedial actions and other ad-hoc compliance projects that will have firm wide impacts ...

    • Associate, Compliance

      1ヶ月前

      Tokyo CLSA

      Primarily responsible for compliance testing, risk inventory maintenance, and risk assessment · ...

    • Associate Director, Compliance

      1ヶ月前

      Tokyo, Tokyo Reinsurance Group of America, Incorporated ￥5,500,000 - ￥10,000,000 per year

      You desire impactful work. You're RGA ready RGA is a purpose-driven organization working to solve today's challenges through innovation and collaboration. A Fortune 500 Company and listed among its World's Most Admired Companies , we're the only global reinsurance company to focu ...

    • Associate Director, Compliance

      5日前

      Japan, Tokyo RGA

      ++You desire impactful work. · You're RGA ready · RGA is a purpose-driven organization working to solve today's challenges through innovation and collaboration. A Fortune 200 Company and listed among its World's Most Admired Companies, we're the only global reinsurance company to ...

    • Associate Director, Compliance

      7日前

      Tokyo, Tokyo Reinsurance Group of America, Incorporated

      +You desire impactful work. You're RGA ready RGA is a purpose-driven organization working to solve today's challenges through innovation and collaboration. A Fortune 200 Company and listed among its World's Most Admired Companies , we're the only global reinsurance company to foc ...

    • Associate, Compliance

      1週間前

      Tokyo CLSA

      Primarily responsible for compliance testing, · risk inventory maintenance and risk assessment · ...

    • Associate Director, Regulatory Compliance

      3日前

      Tokyo Talisman Corporation

      You will be responsible for managing and improving quality assurance systems and procedures across multiple disciplines within Quality. Leads a team of quality professionals, closely together with Hinseki. Facilitates the production and distribution by performing tasks associated ...

    • Associate Director, Compliance

      7日前

      Tokyo Reinsurance Group of America, Incorporated Full time

      Proactively supports Head of Compliance to ensure RGA Japan branch is in compliance of insurance regulations and other relevant compliance requirements for the business. · ...

    • Associate Director, Compliance

      1ヶ月前

      Tokyo Reinsurance Group of America, Incorporated

      You desire impactful work. · You're RGA ready · RGA is a purpose-driven organization working to solve today's challenges through innovation and collaboration. A Fortune 500 Company and listed among its World's Most Admired Companies, we're the only global reinsurance company to f ...

    • Compliance - Control Room Officer - Associate

      2週間前

      Tokyo Deutsche Bank

      We are looking to recruit an officer to work as part of Control Room in Japan including Research Business Line Compliance matters.Within the above, Control Room Japan is one of the key team where its main responsibilities lies to best ensure the Chinese Wall control and conflict ...

    • Legal & Compliance, Client Protection Associate, 2026

      1ヶ月前

      Tokyo, Tokyo AlphaSights

      Join a high-performing global team that works closely with our core service delivery teams to ensure our clients are always served to the highest compliance standards while enabling AlphaSights' fast-growing commercial success. · * Monitor active projects to flag and mitigate pot ...