Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is detected, the team is responsible for escalating the activity and working collaboratively with partners across the first and second lines of defense to determine the appropriate resolution of the matter, which may include employee discipline. . The ICRM Global Surveillance platform encompasses a number of surveillance related portfolios including trade surveillance, e-communications and voice surveillance and information barrier surveillance.
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Job Family Group:
Compliance and Control
Job Family:
Surveillance
Time Type:
Full time
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General Manager M/F
3週間前
Nagoya GL eventsDescription de l'entreprise · Bringing people together · This is GL events' key · A leading international player in the event industry, GL events operates in three main segments: event organization, venue management and services for trade fairs, conventions and events, and suppor ...