We're seeking someone to join our team as a Team Supervisor in Client Onboarding and Regulatory Data Services (CORDS) to manage New Client KYC team responsible for the daily RTB for KYC and Market Regulation support for new client, and supervision on each function team is responsible of including people management.
In the Operations division, we partner with business units across the Firm to support financial transactions, devise and implement effective controls and develop client relationships.
This is a Team Supervisor position at Director level within the CORDS Team.
Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world.
What you'll do in the role:
- Serve as the primary supervisor within specific line or project area with accountability to associated risks
- Manage direct reports, leading 1:1s and career development, attracting and retaining high quality talent in line with our leadership commitments
- Review resources to ensure adequate coverage to deliver BAU commitments, highlighting current and future needs to manager
- Share regulatory expert knowledge including KYC and Market Regulations across the team, contributing to team output and ensuring diverse viewpoints are heard
- Build partnership and stakeholder relationship with BU, BU Risk, GFC, and other Operations silo to effectively provide front to back onboarding support
- Foster the Firm culture leading by example
What you'll bring to the role:
- Ability to lead by example, work with drive and determination, adapt management style to suit individuals and ensure team is well supported with a sense of purpose
- Prepared to challenge the status quo, raise concerns and/or needs of their team members
- Ability to pitch communication appropriately according to the audience and demonstrate active listening skills
- Culture carrier across Operations, embracing the Firm's core values and acting as a role model
- Understanding of actual and residual risk from RTB regulatory support processes
- Operations and KYC/Onboarding relevant experience would generally be expected to find the skills required for this role
Qualifications, Skills & Requirements:
- Proactive, analytical and problem-solving skills. Problem structuring, analyses, and recommending solutions
- Judgment in when to escalate issues and taking charge as needed to prevent/minimize the impact
- Multi-task and task prioritization
- Outstanding attention to detail
- Ability to work independently and in a multicultural team
- JSDA Level 1/2
- Intermediate to advanced MS Office Applications (especially in PowerPoint, Excel)
Skills Desired
- Project management and process enhancement/improvement experiences.
- Relevant professional experiences, such as client onboarding, client services and securities operations functions
- Familiarity with Japan and Global regulations (e.g. CIP, FIEL, MIFID, FATCA, etc.)
- JSDA Internal Control Manager.
WHAT YOU CAN EXPECT FROM MORGAN STANLEY:
We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 89 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you'll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There's also ample opportunity to move about the business for those who show passion and grit in their work.
To learn more about our offices across the globe, please copy and paste into your browser.
Morgan Stanley is an equal opportunities employer. We work to provide a supportive and inclusive environment where all individuals can maximize their full potential. Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the global communities in which we operate and who reflect a variety of backgrounds, talents, perspectives, and experiences. Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting, developing, and advancing individuals based on their skills and talents.
-
Tokyo Jobs via eFinancialCareers ￥4,000,000 - ￥12,000,000 per yearWe're seeking a Team Supervisor to manage the New Client KYC team, responsible for daily RTB and Market Regulation support. This is a Director-level position within the CORDS Team. · Serve as primary supervisor with accountability to associated risks · Manage direct reports, lead ...
-
Tokyo Morgan Stanley Full time￥4,000,000 - ￥12,000,000 per yearWe're seeking someone to join our team as a Team Supervisor in Client Onboarding and Regulatory Data Services (CORDS) to manage New Client KYC team responsible for the daily RTB for KYC and Market Regulation support for new client, and supervision on each function team is respons ...
-
Tokyo Morgan Stanley ￥4,000,000 - ￥8,000,000 per yearWe're seeking a Team Supervisor to manage the New Client KYC team, responsible for daily RTB and Market Regulation support. This is a Director-level position within the CORDS Team. · Serve as primary supervisor within specific line or project area with accountability to associate ...
-
Tokyo Morgan McKinleyJoin a leading investment bank as a Senior KYC Associate, where you'll manage end-to-end onboarding processes, ensure regulatory compliance, and collaborate with global teams. · Oversee end-to-end client onboarding, ensuring timely and accurate KYC completion. · Collect, review, ...
-
Tokyo Morgan Stanley ￥4,000,000 - ￥8,000,000 per yearThe Client Onboarding Regulatory Data Services (CORDS) is a global operations group responsible for providing regulatory support including but not limited to KYC (Know Your Customer) due diligence, FIEL, and MiFID II on new and existing clients, client onboarding function for the ...
-
Tokyo, Tokyo bf-b58d-4939-b45f-b28bb8bac1bc ￥900,000 - ￥1,200,000 per yearWe are seeking a Senior KYC Analyst to ensure the accuracy and compliance of our KYC/CDD processes, guaranteeing that our commitment to regulatory standards and client satisfaction remains unparalleled. · Process incoming client applications in accordance with the KYC business pr ...
-
Compliance Associate
1ヶ月前
Tokyo OSL ￥900,000 - ￥1,200,000 per yearWe are looking for a proactive and detail-oriented Compliance Associate with 3-4 years of hands-on experience in compliance, preferably within financial services or regulated industries. · Conduct regular and comprehensive risk assessments of business processes, clients, and new ...
-
Tokyo Saxo Bank ￥4,000,000 - ￥8,000,000 per yearWe are delighted to announce an exciting opportunity to join Saxo Bank Securities Ltd, Japan, a licensed subsidiary of Saxo Bank A/S operating in Japan since 2007. As a globally recognized leader in multi-asset trading and brokerage services, Saxo Bank provides access to over 40, ...
-
Tokyo-To, Japan JPMorganChase ￥4,000,000 - ￥8,000,000 per yearAs an Analyst/Associate within the Global Corporate Banking (GCB) team, you will assist the bankers and sales team in relationship management activities by providing consistent, high quality support. · Act as a liaison between the client and the firm to help establish, maintain a ...
-
Tokyo Robert Half ￥4,000,000 - ￥12,000,000 per yearThe Head of Payment Operations will oversee the end-to-end operational function supporting institutional payments in Japan. · Serve as the local operational lead for Japan, overseeing daily BAU activities including onboarding, payment processing, reconciliation, and KYC. · Liaise ...
-
Tokyo, Tokyo JPMorganChase ￥3,500,000 - ￥6,000,000 per yearIf you are passionate and have strong desire to set and achieve challenging goals, you have found the right team. As an Analyst/Associate within the Global Corporate Banking (GCB) team, you will assist the bankers and sales team in relationship management activities by providing ...
-
Tokyo TDCX ￥2,500,000 - ￥5,000,000 per yearUnlock your full potential at work with TDCX, a leading global BPO company. · Follow procedures to process new business/plan application, enter detail and accurate information, and create accounts accordingly in the company Software Tools. · Process all necessary Know Your Custom ...
-
Tokyo-To, Japan JPMorganChase ￥900,000 - ￥1,200,000 per yearYou will be working in a team having access to internal/external senior management to drive client relationship and collaborate with professionals across the firm to develop tailored financial solutions for our clients. · Assist senior Corporate Bankers in managing existing clien ...
-
Tokyo-To, Japan JPMorganChase ￥1,000,000 - ￥15,000,000 per yearYou will be working in a team having access to internal/external senior management to drive client relationship and collaborate with professionals across the firm to develop tailored financial solutions for our clients. · ...
-
Sales Executive
1ヶ月前
Tokyo CRIF ￥300,000 - ￥600,000 per yearIdentify and approach potential clients, present and promote CRIF Japan's products to prospective customers, develop strong client relationships and maintain a pipeline of sales opportunities. · ...
-
Tokyo BNY ￥900,000 - ￥1,200,000 per yearBNY Investments is looking for a Client Service Manager at Vice President level to support both Intermediary (retail) and Pension/Financial Institutional clients. · Be client-obsessed in driving the delivery of premium client services and support to Intermediary (retail) and Pens ...
-
Tokyo BNY ￥600,000 - ￥1,200,000 per yearClient Services Manager – BNY Investments, Japan. As a leading global financial services company, we influence nearly 20% of the world's investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformati ...
-
Tokyo Bank of America ￥900,000 - ￥1,200,000 per yearManage new account opening, ongoing maintenance of clients and accounts, setup and support ongoing maintenance of settlement instructions, handle product specific agreements and contracts, manage Client Documentation, provide oversight of outsourced activities, onboard Global Mar ...
-
Tokyo Bank of America ￥4,000,000 - ￥8,000,000 per yearThe Markets Support Analyst will be responsible for managing new account openings, ongoing maintenance of clients and accounts, and setup and support of settlement instructions. The role will also involve onboarding clients to local entities in Japan and advising on KYC requireme ...
-
Tokyo Interactive Brokers ￥3,000,000 - ￥6,000,000 per yearJoin our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology. · Correspond to inquiries and concerns externally with retail and institutional clients via in-person meetings, telephone, e-ma ...
-
Tokyo, Tokyo Scotiabank ￥10,000,000 - ￥20,000,000 per yearLeads and oversees Scotia Securities Asia Limited in Japan as CAO including GWO, Finance, Administration, Facility Management, BCP, HR* and IT*, ensuring business strategies, plans and initiatives are executed / delivered in compliance with governing regulations, internal policie ...
