Tokyo Michael Page
急成長中の証券会社でコンプライアンスの中核を担う
規制対応から内部統制まで幅広く経験を積める環境

About Our Client

急成長中の外資系証券会社。個人投資家向けサービスを展開し、革新的なプラットフォームを提供しています。コンプライアンス部門は、法令遵守と業務効率の両立を目指し、ビジネスの健全な成長を支えています。

Job Description

コンプライアンス部門の運営と規制対応の支援
内部統制の構築と規制違反への対応
顧客管理(AML対応)および取引監視・疑わしい取引の報告
金融庁・監督機関からの照会対応、監査・検査の対応
苦情対応(FSAのルールに基づく)
データプライバシー法の遵守
マーケティング資料・外部委託のレビュー(FSAガイドラインに準拠)
規制変更に伴うポリシー・手続きの更新
その他、必要に応じたコンプライアンス業務

The Successful Applicant

A Successful Compliance Manager Should Have

学士号取得者、2年以上の実務経験(証券会社でのコンプライアンス経験歓迎)
金融商品取引法(FIEL)に関する知識
FATCA、QI、CRSの理解があれば尚可
チームプレイヤーであり、優れた対人・コミュニケーション能力
英語での読み書き・会話ができれば尚可
自律的に業務を進められる方
MS Officeの基本操作スキル

What's on Offer

年収10,000,000円から15,000,000円
成長企業でのキャリア構築
幅広いコンプライアンス業務に携われる環境
国際的な業務経験の機会

このポジションにご興味がある方は、ぜひご応募ください。あなたの経験とスキルを活かせるチャンスです

Contact: Ying Wei

Quote job ref: JN
Show more Show less

  • Tokyo Michael Page ¥10,000,000 - ¥15,000,000 per year

    急成長中の証券会社でコンプライアンスの中核を担う規制対応から内部統制まで幅広く経験を積める環境 · コンプライアンス部門の運営と規制対応の支援 · 内部統制の構築と規制違反への対応 · 顧客管理(AML対応)および取引監視・疑わしい取引の報告 · 金融庁・監督機関からの照会対応、監査・検査の対応 · 苦情対応(FSAのルールに基づく) · データプライバシー法の遵守 · マーケティング資料・外部委託のレビュー(FSAガイドラインに準拠) · 規制変更に伴うポリシー・手続きの更新 · その他、必要に応じたコンプライアンス業務 · ...


  • Tokyo doda (デューダ) ¥6,000,000 - ¥9,300,000 per year

    プロジェクトマネージャーとして、業界最大手の基幹事業のを牽引することができます · 顧客への企画提案、要求定義、業務要件定義・システム要件定義のリード · プロジェクトの全体管理及び開発委託先の管理 · システム開発・業務効率改善・品質改善の推進 · ...


  • Tokyo Japan Corporate Advisory Institute, Ltd. (株式会社日本経営研究所)

    We are expanding our Cross-Border M&A team. We Welcome Business Fluency in both English and Mandarin (Especially business writing in Traditional Chinese) / 英語及び中国語( 特に中国語繁体字ライティング)双方ビジネスレベルの方大歓迎 / 歡迎英中(尤其繁體商務寫作) 雙語商務水準的候選人Welcome someone desiring to be the bridge between Japan an ...


  • Tokyo MetLife Japan ¥6,000,000 - ¥9,000,000

    This position involves consulting sales to financial institutions in Japan. As a wholesaler for MetLife , you will promote insurance products to banks and other financial institutions. · Consulting sales to financial institutions in Japan. · Promote insurance products to banks an ...


  • Tokyo Manulife Full time¥4,000,000 - ¥8,000,000 per year

    Financial Sales Representative responsible for promoting financial services to financial institutions, including banks and securities companies. The role involves conducting individual and group training sessions, as well as providing support for customer seminars and branch visi ...

  • Senior Recruiter

    1ヶ月前


    Tokyo Cielo Full time¥4,000,000 - ¥10,000,000 per year

    Cielo's Senior Recruiter will be responsible for delivering exceptional service throughout the entire recruitment cycle, providing top talent to clients as their brand ambassadors, and communicating actively and timely about recruitment status. As a talent acquisition expert, the ...

  • Senior Recruiter

    1ヶ月前


    Tokyo Cielo Full time¥900,000 - ¥1,200,000 per year

    As a Senior Recruiter at Cielo, you will be responsible for delivering exceptional service throughout the entire recruitment cycle. You will serve as a brand ambassador for our clients, providing top talent while maintaining active and timely communication regarding the recruitme ...


  • Tokyo Mandarin Oriental ¥400,000 - ¥800,000 per year

    Mandarin Oriental, Tokyo is looking for an Income Audit Assistant to join our Finance team. · Are you a master of craft? Do you thrive in a team that succeeds together, demonstrating integrity and respect while acting responsibly? Do you embrace a growth mindset? We invite you to ...


  • Tokyo Danaher Corporation Full time¥5,000,000 - ¥7,900,000

    Are you ready to accelerate your potential and make a real difference within life sciences, diagnostics and biotechnology? · At Radiometer, one of Danaher's 15+ operating companies, our work saves lives—and we're all united by a shared commitment to innovate for tangible impact.  ...


  • Tokyo HirePlanner Japan | Find Jobs in Japan, Work in Japan, Careers in Japan 🇯🇵 ¥3,000,000 - ¥6,000,000 per year

    In this Customer-facing role, you will be in charge of the business development in Japan of a leading global Gaming Accessory and DJ hardware manufacturer with long-time distribution in Japan. · You shall mainly be in charge of driving the Sales expansion of both of the company's ...


  • Tokyo TIER IV ¥483,000 - ¥1,166,000

    TIER IV is seeking an experienced Business Development (BD) Manager to lead market development for our Co-MLOps project in the automotive and mobility sectors.This role will primarily focus on Japan Asia, and will utilize our AL/ML data platform to develop customer and partner re ...


  • Tokyo Trusted Partners ¥1,200,000 - ¥1,440,000 per year

    The company is looking for a Global Tax Manager to join their international tax team at HQ. The role involves leading global tax projects, managing transfer pricing documentation, and advising tax staff across Japan and international teams. · Prepare and manage transfer pricing d ...


  • Tokyo Specialized Group ¥8,000,000 - ¥16,000,000 per year

    We are seeking a Financial Controller for our Tokyo office. This role offers the opportunity to lead finance operations in Japan, reporting directly to the Asia Corporate Controller. · Manage all accounting operations including Billing, A/R, A/P, GL · Coordinate and review regula ...


  • Minato AIG ¥4,000,000 - ¥8,000,000 per year

    As a Senior Underwriter at AIG, you will be responsible for promoting, training, and accepting corporate compensation insurance, as well as executing various strategies and initiatives in your assigned region to achieve profitable growth. You will work closely with various depart ...


  • Tokyo FIS Global Full time¥8,000,000 - ¥15,000,000 per year

    FIS is leading the way in fintech solutions, touching nearly every market, company, and person on the planet. We're inclusive and diverse, and our colleagues work together and celebrate together. If you want to advance the world of fintech, we'd like to ask you: Are you FIS? · Wo ...


  • Japan IHG ¥3,000,000 - ¥6,000,000 per year

    We are seeking a Payroll Manager to join our team at ANA InterContinental Tokyo. As a key member of our HR department, you will be responsible for managing the payroll process from start to finish, ensuring accuracy and compliance with all relevant laws and regulations. · Key res ...


  • Chiyoda FIS ¥600,000 - ¥1,800,000 per year

    We are seeking an experienced Business Analyst to provide business analysis support for Product and Client led change projects targeting the fixed income settlement functionality of the Post Trade Processing platform. · As the world works and lives faster, FIS is leading the way. ...


  • Tokyo Polyphony Digital Part time¥2,160,000 - ¥3,240,000 per year

    We are looking for an IT assistant to support our internal IT infrastructure. The successful candidate will be responsible for setting up, maintaining, and troubleshooting user PCs, as well as assisting with the installation and operation of servers and network equipment. · Setti ...

  • Treasury, Japan

    2ヶ月前


    Chūō アステラス製薬 ¥50,000 - ¥100,000

    Treasury Manager is responsible for handling treasury activities in Japan and supporting all global treasury operations, including cash management, debt management, external funding, foreign exchange management, intercompany loans, securities management, netting settlement, and r ...


  • Tokyo AvePoint ¥4,500,000 - ¥7,500,000 per year

    The Accounting Manager will provide support the company's accounting, financial reporting, accounting related research and market intel, and general accounting procedures. · Supporting in overseeing accounting operations including; Invoicing, AR, AP, Expense, Closing. Identifying ...


  • Tokyo Jobs via eFinancialCareers ¥6,000,000 - ¥15,000,000 per year

    To manage a range of passive equity portfolios within the Systematic Equity (Beta) portfolio management team at State Street Investment Management Japan.Manage global/regional/domestic equity index portfolios. · Perform daily portfolio management tasks such as: Review positions ( ...