A multinational financial services company is seeking a Senior Regulatory Compliance Officer. The selected candidate will lead compliance operations, regulatory engagement, and license management to ensure adherence to Japanese financial regulations. This is a remote setup role.
Responsibilities:
- Interface with regulators for license applications, new business initiatives, inspections, and inquiries
- Provide guidance to management on regulatory and compliance issues
- Support client onboarding processes and address Anti-Money Laundering (AML) concerns
- Develop and execute annual compliance review programs based on risk assessments
- Build relationships with regulators and external legal firms while monitoring regulatory changes
- Collaborate with overseas offices to prepare compliance reports and share regulatory updates
- Maintain compliance records, support audits and inspections, and oversee training programs
- Formulate, implement, and revise compliance policies and procedures
Requirements:
- Bachelor's degree or above
- More than 10 years of work experience
- More than 5 years in Compliance, Legal, Audit, or regulatory roles within licensed securities companies or regulators
- Prior experience in regulator engagement and team leadership
- Familiarity with Japanese securities regulations and market practices
- Proficient in project management skills
- Possess a valid authorisation to work in Japan
- Native level Japanese; business level English
■ 福利厚生
Negotiable based on experience
■ 応募条件
More than 10 years of work experience
■ 語学力
英語のレベル: ビジネス会話
日本語のレベル: ネイティヴ
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